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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
MFIMFI
1126
Mesirow Financial Investment Management - Fixed Income
Illinois
– -$328K -4,337 Closed
BA
1127
Bridgewater Associates
Connecticut
– -$280K -3,700 Closed
PAIA
1128
Park Avenue Institutional Advisers
New York
– -$278K -3,668 Closed
CD
1129
Carl Domino
Florida
– -$231K -3,047 Closed
IC
1130
Intersect Capital
California
– -$225K -2,967 Closed
LFR
1131
Lehman Financial Resources
Pennsylvania
– -$223K -2,950 Closed
DWM
1132
Destination Wealth Management
California
– -$221K -2,909 Closed
LOAMS
1133
Lombard Odier Asset Management (Switzerland)
Switzerland
– -$219K -2,894 Closed
WFG
1134
Wills Financial Group
Virginia
– -$213K -2,804 Closed
CAM
1135
Concorde Asset Management
Michigan
– -$210K -2,777 Closed
GAM
1136
Gotham Asset Management
New York
– -$207K -2,732 Closed
BFPW
1137
BOK Financial Private Wealth
Colorado
– -$206K -2,723 Closed
SCM
1138
Salem Capital Management
Massachusetts
– -$205K -2,700 Closed
TC
1139
Telemus Capital
Michigan
– -$202K -2,661 Closed
GAM
1140
Gould Asset Management
California
– -$200K -2,635 Closed
HIIFS
1141
Harel Insurance Investments & Financial Services
Israel
– -$45K -600 Closed
NCM
1142
Nelson Capital Management
California
– -$43K -566 Closed
EWM
1143
Edge Wealth Management
New York
– -$23K -300 Closed
WAS
1144
WESPAC Advisors SoCal
California
– -$21.4K -282 Closed
WAS
1145
Winch Advisory Services
Wisconsin
– -$10K -127 Closed
GWS
1146
Glassman Wealth Services
Virginia
– -$9K -125 Closed
1832 Asset Management
1147
1832 Asset Management
Ontario, Canada
– -$9K -120 Closed
AWMS
1148
Advocacy Wealth Management Services
Georgia
– -$5K -63 Closed
FPTW
1149
Franklin, Parlapiano, Turner & Welch
Texas
– -$3K -35 Closed
CIM
1150
Contravisory Investment Management
Massachusetts
– -$2K -28 Closed
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