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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
GC
1126
Grimes & Company
Massachusetts
– -$210K -3,215 Closed
DHFB
1127
Dixon Hubard Feinour & Brown
Virginia
– -$207K -3,174 Closed
AP
1128
AHL Partners
United Kingdom
– -$206K -3,153 Closed
CIA
1129
CCM Investment Advisers
South Carolina
– -$202K -3,105 Closed
PP
1130
Pegasus Partners
Wisconsin
– -$203K -3,100 Closed
PCM
1131
Prelude Capital Management
New York
– -$136K -2,079 Closed
RIA
1132
Regal Investment Advisors
Michigan
– -$117K -1,804 Closed
SFFS
1133
Stonehage Fleming Financial Services
Jersey
– -$99K -1,512 Closed
VIA
1134
Vident Investment Advisory
Georgia
– -$97K -1,482 Closed
KF
1135
Krilogy Financial
Missouri
– -$86K -1,311 Closed
AAM
1136
American Asset Management
Florida
– -$65K -1,000 Closed
MIC
1137
MU Investments Company
Japan
– -$64K -1,000 Closed
MGIA
1138
Moneta Group Investment Advisors
Missouri
– -$61K -940 Closed
DLHL
1139
Donald L. Hagan LLC
Florida
– -$55K -843 Closed
BCA
1140
Bray Capital Advisors
Florida
– -$52K -800 Closed
SCP
1141
Syntal Capital Partners
Texas
– -$49K -764 Closed
HCP
1142
Holt Capital Partners
Texas
– -$44K -680 Closed
RPG
1143
Risk Paradigm Group
Texas
– -$32.7K -500 Closed
IRS
1144
Invictus RG (Singapore)
Singapore
– -$31K -468 Closed
CK
1145
Carnick & Kubik
Colorado
– -$19.6K -300 Closed
WA
1146
Waverly Advisors
Alabama
– -$17K -257 Closed
AIM
1147
Arcadia Investment Management
Michigan
– -$13K -200 Closed
SEC
1148
Seven Eight Capital
New York
– -$13K -200 Closed
HCMT
1149
Highland Capital Management (Tennessee)
Tennessee
– -$12K -190 Closed
BWFA
1150
Baltimore-Washington Financial Advisors
Maryland
– -$8K -136 Closed
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