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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
HCP
1126
Holt Capital Partners
Texas
$71K +$75.9K +780 New
SCP
1127
Syntal Capital Partners
Texas
$69K – – –
TCM
1128
Tradewinds Capital Management
Washington
$67K -$5.74K -59 -7%
DOA
1129
D'Orazio & Associates
Virginia
$64K – – –
RFA
1130
Reilly Financial Advisors
California
$64K – – –
MSFP
1131
Mark Sheptoff Financial Planning
Connecticut
$64K +$48.7K +500 +250%
MWP
1132
MYCIO Wealth Partners
Pennsylvania
$61K +$19.6K +201 +43%
AC
1133
Alexandria Capital
Virginia
$60K -$8.08K -83 -11%
CFA
1134
Carroll Financial Associates
North Carolina
$58K – – –
ZTNA
1135
Zions Trust National Association
Utah
$57K +$43.3K +445 +254%
EFSCE
1136
Enterprise Financial Services Corp (EFSC)
Missouri
$56K – – –
JAM
1137
Jolley Asset Management
North Carolina
$55K – – –
GWCM
1138
Godshalk Welsh Capital Management
Pennsylvania
$55K +$58.4K +600 New
GI
1139
Gradient Investments
Minnesota
$54K – – –
OFS
1140
Orrstown Financial Services
Pennsylvania
$53K -$41.3K -424 -42%
CFSG
1141
Community Financial Services Group
Vermont
$53K +$4.48K +46 +9%
RIA
1142
Regal Investment Advisors
Michigan
$52K -$392K -4,028 -88%
WIL
1143
Winifred I. Li
$48K – – –
ARMC
1144
American Research & Management Company
Massachusetts
$47K – – –
AFIA
1145
America First Investment Advisors
Nebraska
$46K – – –
OP
1146
Oldfield Partners
United Kingdom
$46K – – –
FPFS
1147
First Personal Financial Services
North Carolina
$45K +$48.7K +500 New
GWA
1148
Genesis Wealth Advisors
Massachusetts
$44.3K +$50.6K +520 New
JIC
1149
Joel Isaacson & Co
New York
$43K -$9.54K -98 -17%
KA
1150
Klingman & Associates
New York
$42K +$38.9K +400 New
44 45
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47 48