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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
PIA
1126
Piedmont Investment Advisors
North Carolina
$82.7K -$7.2K -74 -8%
AWM
1127
Avior Wealth Management
Nebraska
$82K -$11.4K -117 -11%
FCCM
1128
First City Capital Management
Georgia
$80.1K – – –
AWM
1129
AllSquare Wealth Management
New York
$72K +$76.4K +785 New
HCP
1130
Holt Capital Partners
Texas
$71K +$75.9K +780 New
SCP
1131
Syntal Capital Partners
Texas
$69K – – –
TCM
1132
Tradewinds Capital Management
Washington
$67K -$5.74K -59 -7%
DOA
1133
D'Orazio & Associates
Virginia
$64K – – –
RFA
1134
Reilly Financial Advisors
California
$64K – – –
MSFP
1135
Mark Sheptoff Financial Planning
Connecticut
$64K +$48.7K +500 +250%
MWP
1136
MYCIO Wealth Partners
Pennsylvania
$61K +$19.6K +201 +43%
AC
1137
Alexandria Capital
Virginia
$60K -$8.08K -83 -11%
CFA
1138
Carroll Financial Associates
North Carolina
$58K – – –
ZTNA
1139
Zions Trust National Association
Utah
$57K +$43.3K +445 +254%
EFSCE
1140
Enterprise Financial Services Corp (EFSC)
Missouri
$56K – – –
JAM
1141
Jolley Asset Management
North Carolina
$55K – – –
GWCM
1142
Godshalk Welsh Capital Management
Pennsylvania
$55K +$58.4K +600 New
GI
1143
Gradient Investments
Minnesota
$54K – – –
OFS
1144
Orrstown Financial Services
Pennsylvania
$53K -$41.3K -424 -42%
CFSG
1145
Community Financial Services Group
Vermont
$53K +$4.48K +46 +9%
RIA
1146
Regal Investment Advisors
Michigan
$52K -$392K -4,028 -88%
WIL
1147
Winifred I. Li
$48K – – –
ARMC
1148
American Research & Management Company
Massachusetts
$47K – – –
AFIA
1149
America First Investment Advisors
Nebraska
$46K – – –
OP
1150
Oldfield Partners
United Kingdom
$46K – – –
44 45
46
47 48