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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
IWC
1126
Integrated Wealth Counsel
California
$8K – – –
MIM
1127
Marco Investment Management
Georgia
$7.15K +$309K +3,621 +5%
RFS
1128
Rockefeller Financial Services
New York
$7K – – –
SC
1129
Skylands Capital
Wisconsin
$5K -$623K -7,300 -99%
MAS
1130
Madden Advisory Services
Florida
$5K -$488K -5,719 -99%
BCMIO
1131
Beacon Capital Management Inc (Ohio)
Ohio
$5K +$4.27K +50 New
MPWT
1132
MassMutual Private Wealth & Trust
Connecticut
$3.81K +$3.59K +42 New
TFA
1133
Transamerica Financial Advisors
Florida
$3K -$2.56K -30 -56%
EU
1134
Emory University
Georgia
$3K – – –
LWA
1135
Lenox Wealth Advisors
New York
$3K +$2.48K +29 New
NIM
1136
NuWave Investment Management
New Jersey
$2K -$2.56K -30 -54%
DIA
1137
Denver Investment Advisors
Colorado
$1.79K -$189K -2,209 -10%
RWM
1138
Raffa Wealth Management
District of Columbia
$1.19K +$1.11K +13 New
FPCG
1139
Fort Pitt Capital Group
Pennsylvania
$989 – – –
PFM
1140
PacWest Financial Management
Arizona
$968 -$199K -2,335 -18%
MRCM
1141
M&R Capital Management
New Jersey
$821 -$240K -2,815 -24%
WTB
1142
Washington Trust Bank
Washington
$290 -$3.37M -39,446 Closed
NDSI
1143
Newman Dignan & Sheerar Inc
Rhode Island
$251 +$21.3K +250 +10%
GTP
1144
Global Thematic Partners
New York
– -$61.5M -737,485 Closed
SCM
1145
Stevens Capital Management
Pennsylvania
– -$37.8M -453,402 Closed
N
1146
Natixis
France
– -$31.2M -374,118 Closed
VCM
1147
Vision Capital Management
Oregon
– -$18.3M -218,952 Closed
BII
1148
Baring International Investment
United Kingdom
– -$14.3M -172,036 Closed
ZA
1149
Zweig Advisers
Connecticut
– -$11.5M -138,000 Closed
CAMI
1150
Concord Asset Management (Illinois)
Illinois
– -$6.04M -72,446 Closed
44 45
46
47 48