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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
CIA
1101
Covington Investment Advisors
Pennsylvania
-$750K -9,086 Closed
CCA
1102
Cobblestone Capital Advisors
New York
-$747K -9,050 Closed
KCM
1103
Kornitzer Capital Management
Kansas
-$747K -9,050 Closed
QI
1104
Quotient Investors
New York
-$718K -8,700 Closed
SAM
1105
Symphony Asset Management
California
-$693K -8,400 Closed
MSS
1106
Mitchell Sinkler & Starr
Pennsylvania
-$667K -8,090 Closed
III
1107
Independent Investors Inc
New York
-$635K -7,700 Closed
Verition Fund Management
1108
Verition Fund Management
Connecticut
-$567K -6,868 Closed
GI
1109
GAMCO Investors
Connecticut
-$540K -6,545 Closed
BCM
1110
Bluefin Capital Management
New York
-$500K -6,532 Closed
PCM
1111
Prelude Capital Management
New York
-$528K -6,400 Closed
AL
1112
AJO LP
Pennsylvania
-$478K -5,800 Closed
AA
1113
Ancora Advisors
Ohio
-$451K -5,467 Closed
HT
1114
HighTower Trust
Texas
-$449K -5,438 Closed
PWPCM
1115
Perella Weinberg Partners Capital Management
New York
-$434K -5,260 Closed
AHB
1116
Abner Herrman & Brock
New Jersey
-$434K -5,258 Closed
CCP
1117
Clarkston Capital Partners
Michigan
-$434K -5,258 Closed
PAM
1118
Paradigm Asset Management
New York
-$425K -5,150 Closed
HFS
1119
Haverford Financial Services
Pennsylvania
-$396K -4,801 Closed
ACPU
1120
Arrowgrass Capital Partners (US)
Delaware
-$307K -3,627 Closed
FVCM
1121
F&V Capital Management
Florida
-$299K -3,625 Closed
BWP
1122
Baldwin Wealth Partners
Massachusetts
-$272K -3,300 Closed
CCM
1123
Compton Capital Management
Rhode Island
-$272K -3,300 Closed
CR
1124
Cooperatieve Rabobank
Netherlands
-$268K -3,245 Closed
MJRIC
1125
Mogy Joel R Investment Counsel
California
-$237K -2,870 Closed