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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
LWCFA
1076
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$101K – – –
AWM
1077
Avior Wealth Management
Nebraska
$101K +$106 +1 +0.1%
TFA
1078
Transamerica Financial Advisors
Florida
$100K +$1.48K +14 +1%
OFS
1079
Orrstown Financial Services
Pennsylvania
$99K – – –
WA
1080
WealthTrust-Arizona
Arizona
$97K -$15.9K -150 -13%
PIA
1081
Piedmont Investment Advisors
North Carolina
$96.9K -$8.48K -80 -8%
HF
1082
Hoxton Financial
West Virginia
$93K +$2.12K +20 +2%
CCS
1083
Crosspoint Capital Strategies
California
$88K +$742 +7 +0.8%
FCCM
1084
First City Capital Management
Georgia
$86.7K – – –
TCM
1085
Tradewinds Capital Management
Washington
$79K – – –
TRCT
1086
Tower Research Capital (TRC)
New York
$78K -$61.7K -582 -42%
SCP
1087
Syntal Capital Partners
Texas
$75K – – –
PHK
1088
Point72 Hong Kong
Hong Kong
$74K +$79K +745 New
CFA
1089
Carroll Financial Associates
North Carolina
$73K -$61.4K -579 -45%
AC
1090
Alexandria Capital
Virginia
$73K +$9.22K +87 +13%
DOA
1091
D'Orazio & Associates
Virginia
$69K – – –
RFA
1092
Reilly Financial Advisors
California
$69K – – –
PMFA
1093
Plante Moran Financial Advisors
Michigan
$65K -$57.5K -542 -45%
EFSCE
1094
Enterprise Financial Services Corp (EFSC)
Missouri
$60K – – –
JAM
1095
Jolley Asset Management
North Carolina
$59K – – –
GI
1096
Gradient Investments
Minnesota
$58K – – –
JIC
1097
Joel Isaacson & Co
New York
$57K +$106 +1 +0.2%
CFSG
1098
Community Financial Services Group
Vermont
$52K – – –
WIL
1099
Winifred I. Li
$52K – – –
ARMC
1100
American Research & Management Company
Massachusetts
$51K – – –
42 43
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