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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
FCCM
1051
First City Capital Management
Georgia
$74.2K – – –
RIA
1052
Regal Investment Advisors
Michigan
$73K – – –
JGC
1053
J. Goldman & Co
New York
$72K +$73K +849 New
AF
1054
Allworth Financial
California
$71K -$16.5K -192 -19%
CG
1055
Colony Group
Massachusetts
$70K – – –
LWA
1056
Lenox Wealth Advisors
New York
$69K – – –
AWM
1057
AllSquare Wealth Management
New York
$67K – – –
HCP
1058
Holt Capital Partners
Texas
$66K – – –
JFA
1059
JNBA Financial Advisors
Minnesota
$65K -$30.1K -350 -31%
SCP
1060
Syntal Capital Partners
Texas
$64K – – –
WIC
1061
Woodmont Investment Counsel
Tennessee
$64K +$65.3K +760 New
EFSCE
1062
Enterprise Financial Services Corp (EFSC)
Missouri
$63K -$516 -6 -0.8%
FPFS
1063
First Personal Financial Services
North Carolina
$60K -$15.7K -183 -21%
DOA
1064
D'Orazio & Associates
Virginia
$60K – – –
MWP
1065
MYCIO Wealth Partners
Pennsylvania
$59K +$28.8K +335 +92%
IC
1066
IKOS CIF
Cyprus
$59K +$60.1K +699 New
VIA
1067
Vident Investment Advisory
Georgia
$58K +$59K +686 New
EWM
1068
Edge Wealth Management
New York
$56K -$167K -1,948 -75%
AC
1069
Alexandria Capital
Virginia
$56K -$3.7K -43 -6%
JAM
1070
Jolley Asset Management
North Carolina
$51K – – –
GI
1071
Gradient Investments
Minnesota
$50K -$20.2K -235 -29%
CFSG
1072
Community Financial Services Group
Vermont
$49K -$14.2K -165 -22%
GAM
1073
Gemmer Asset Management
California
$49K -$7.65K -89 -13%
OFS
1074
Orrstown Financial Services
Pennsylvania
$49K – – –
RFA
1075
Reilly Financial Advisors
California
$49K – – –
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