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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
EFSCE
1026
Enterprise Financial Services Corp (EFSC)
Missouri
$68K +$70.3K +827 New
SFS
1027
Signator Financial Services
Massachusetts
$63K +$64.6K +760 New
ST
1028
SpiderRock Trading
Illinois
$60K – – –
RIM
1029
Ranger International Management
Illinois
$52K +$53.7K +632 New
JAM
1030
Jolley Asset Management
North Carolina
$49K +$51K +600 New
MMEA
1031
Mark Morris et al
$49K +$51K +600 New
SC
1032
Saturna Capital
Washington
$49K +$51K +600 New
FNYS
1033
First New York Securities
New York
$48K +$49K +576 New
AA
1034
Apriem Advisors
California
$47K +$48.4K +569 New
OWP
1035
Obermeyer Wealth Partners
Colorado
$47K +$48.9K +575 New
CCT
1036
Capital City Trust
Florida
$45K +$45.9K +540 New
HCM
1037
Highlander Capital Management
New Jersey
$41.2K +$42.5K +500 New
AFIA
1038
America First Investment Advisors
Nebraska
$41K +$42.5K +500 New
JIC
1039
Joel Isaacson & Co
New York
$39K +$40.1K +471 New
ARMC
1040
American Research & Management Company
Massachusetts
$38K +$39.1K +460 New
SHWM
1041
Smith & Howard Wealth Management
Georgia
$33K +$34.4K +405 New
IRS
1042
Invictus RG (Singapore)
Singapore
$31K +$31.6K +372 New
GXMC
1043
Global X Management Company
New York
$28K +$29.3K +344 New
WCM
1044
Wealthcare Capital Management
Virginia
$26K +$27K +317 New
PFG
1045
Piershale Financial Group
Illinois
$25K +$25.5K +300 New
BCM
1046
Breeden Capital Management
Connecticut
$24K +$24.2K +285 New
ECAM
1047
East Coast Asset Management
Massachusetts
$23K +$23.5K +276 New
FMP
1048
Financial Management Professionals
Texas
$21K +$21.3K +250 New
JAM
1049
JCIC Asset Management
Ontario, Canada
$21K +$21.3K +250 New
FMT
1050
First Mercantile Trust
Tennessee
$19K +$19.1K +225 New
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