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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
SSB
1001
Sandy Spring Bank
Maryland
$42K -$15K -200 -27%
CPIG
1002
Chicago Partners Investment Group
Illinois
$42K +$150 +2 +0.4%
GXMC
1003
Global X Management Company
New York
$40K +$27.2K +363 +216%
OP
1004
Oldfield Partners
United Kingdom
$38K – – –
MPWT
1005
MassMutual Private Wealth & Trust
Connecticut
$34.9K -$231K -3,079 -87%
FPB
1006
First PREMIER Bank
South Dakota
$34K – – –
TDC
1007
Thompson Davis & Co
Virginia
$33K -$43.5K -581 -57%
LWM
1008
Lenox Wealth Management
Ohio
$32K – – –
PIM
1009
Parasol Investment Management
Illinois
$31K – – –
PRS
1010
Pinkerton Retirement Specialists
Idaho
$31K +$30.4K +406 New
KA
1011
Klingman & Associates
New York
$30K – – –
SFG
1012
Sage Financial Group
Pennsylvania
$30K – – –
AC
1013
Alexandria Capital
Virginia
$29K -$21.1K -282 -42%
FPFS
1014
First Personal Financial Services
North Carolina
$29K +$3.9K +52 +16%
M
1015
MOTCO
Texas
$28K – – –
ARMC
1016
American Research & Management Company
Massachusetts
$27K – – –
CCMW
1017
Cypress Capital Management (Wyoming)
Wyoming
$25.1K -$143K -1,904 -85%
HR
1018
Howe & Rusling
New York
$25K -$2.55K -34 -9%
EWM
1019
Edge Wealth Management
New York
$23K – – –
DBT
1020
Dubuque Bank & Trust
Iowa
$23K +$15K +200 +200%
KLI
1021
Kelman-Lazarov Inc
Tennessee
$22.9K – – –
VCM
1022
Versant Capital Management
Arizona
$22K -$1.87K -25 -8%
OC
1023
Oakworth Capital
Alabama
$22K +$22.5K +300 +3,750%
WAS
1024
WESPAC Advisors SoCal
California
$21.4K – – –
AA
1025
Apriem Advisors
California
$20K +$8.24K +110 +70%
39 40
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42 43