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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
LFM
976
LGT Fund Management
Liechtenstein
$2.75M +$607K +1,822 +35%
CSI
977
Cross Staff Investments
New York
$2.74M – – –
CPL
978
Capital & Planning LLC
Georgia
$2.73M -$24.7K -74 -1%
FWM
979
Forefront Wealth Management
Pennsylvania
$2.73M +$6.33K +19 +0.3%
GLR
980
Great Lakes Retirement
Ohio
$2.71M +$97K +291 +4%
AWA
981
Arete Wealth Advisors
Illinois
$2.71M -$695K -2,086 -23%
QIM
982
Quest Investment Management
Oregon
$2.71M – – –
BCM
983
Becker Capital Management
Oregon
$2.7M -$193K -580 -8%
MWM
984
Modera Wealth Management
New Jersey
$2.7M -$667 -2 -0%
PCM
985
Pinnbrook Capital Management
New York
$2.7M +$2.31M +6,944 New
VNA
986
Valley National Advisers
Pennsylvania
$2.69M +$5K +15 +0.2%
NRG
987
Nemes Rush Group
Michigan
$2.69M +$101K +304 +5%
SIA
988
Schear Investment Advisers
Ohio
$2.68M -$25.7K -77 -1%
HAI
989
Hennessy Advisors Inc
California
$2.68M -$33.3K -100 -1%
HCM
990
Howland Capital Management
Massachusetts
$2.67M -$314K -942 -12%
QI
991
Qtron Investments
Massachusetts
$2.64M -$470K -1,409 -17%
WHG
992
Westwood Holdings Group
Texas
$2.64M +$320K +960 +16%
BJL
993
Brighton Jones LLC
Washington
$2.64M -$209K -626 -8%
OAM
994
Ostrum Asset Management
France
$2.64M -$65.3K -196 -3%
SCA
995
STALEY CAPITAL ADVISERS
Pennsylvania
$2.64M – – –
GSB
996
Greenfield Savings Bank
Massachusetts
$2.61M +$23.7K +71 +1%
ERIC
997
Eagle Rock Investment Company
Georgia
$2.6M – – –
AAM
998
AR Asset Management
California
$2.6M – – –
FHA
999
First Horizon Advisors
Tennessee
$2.6M -$409K -1,227 -15%
SAA
1000
Southeast Asset Advisors
Georgia
$2.57M +$1K +3 +0%
38 39
40
41 42