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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
LF
976
Lantz Financial
Illinois
$611K +$599K +4,508 New
CFA
977
Carroll Financial Associates
North Carolina
$610K -$2.66K -20 -0.4%
AF
978
Aldebaran Financial
$610K – – –
VFM
979
Viking Fund Management
North Dakota
$610K – – –
WEC
980
Winslow Evans & Crocker
Massachusetts
$610K +$18.3K +138 +3%
FFA
981
First Foundation Advisors
California
$610K +$59.5K +448 +11%
PA
982
Parallel Advisors
California
$609K +$3.72K +28 +0.6%
MAFM
983
Mid Atlantic Financial Management
Pennsylvania
$607K -$15.3K -115 -3%
HR
984
Hayden Royal
North Carolina
$605K -$1.01M -7,612 -63%
WSCM
985
Wellington Shields Capital Management
New York
$603K +$26.6K +200 +5%
MCM
986
Manchester Capital Management
Vermont
$602K – – –
FIM
987
Frontier Investment Management
Texas
$601K +$288K +2,170 +96%
HVIA
988
Hudson Valley Investment Advisors
New York
$599K -$78.4K -590 -12%
EGM
989
Engineers Gate Manager
New York
$598K +$586K +4,414 New
BHIA
990
Birch Hill Investment Advisors
Massachusetts
$595K – – –
HH
991
Hilltop Holdings
Texas
$594K -$91K -685 -14%
SIA
992
Sit Investment Associates
Minnesota
$589K – – –
ISB
993
Iowa State Bank
Iowa
$588K -$6.64K -50 -1%
IA
994
IFG Advisory
Georgia
$584K +$9.56K +72 +2%
CSA
995
Cottage Street Advisors
Massachusetts
$583K +$133 +1 +0%
BIM
996
Baldwin Investment Management
Pennsylvania
$579K – – –
TNBTD
997
Trustmark National Bank Trust Department
Mississippi
$579K – – –
TAM
998
Taurus Asset Management
New York
$575K – – –
CB
999
Cadence Bank
Mississippi
$572K – – –
DSC
1000
Duncker Streett & Co
Missouri
$572K +$29.9K +225 +6%
38 39
40
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