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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
SSWM
801
Smith Salley Wealth Management
North Carolina
$1.1M +$140 +1 +0%
CAAS
802
Capital Asset Advisory Services
Michigan
$1.1M +$506K +3,601 +96%
AB
803
Atlas Brown
Kentucky
$1.09M -$21.6K -154 -2%
CCA
804
Cobblestone Capital Advisors
New York
$1.09M +$2.95K +21 +0.3%
ECM
805
ExodusPoint Capital Management
New York
$1.09M -$1.02M -7,251 -50%
WI
806
Wintrust Investments
Illinois
$1.09M +$166K +1,179 +16%
WSC
807
Wellington Shields & Co
New York
$1.09M -$28.1K -200 -3%
FTC
808
Farmers Trust Company
Ohio
$1.09M -$56.2K -400 -5%
WHG
809
Westwood Holdings Group
Texas
$1.08M +$1.02M +7,270 New
IAMOG
810
Investors Asset Management of Georgia
Georgia
$1.08M -$8.43K -60 -0.8%
BA
811
BCM Advisors
Louisiana
$1.06M – – –
ANTB
812
AMG National Trust Bank
Colorado
$1.05M – – –
EVC
813
Eidelman Virant Capital
Missouri
$1.05M – – –
KTC
814
Kistler-Tiffany Companies
Pennsylvania
$1.05M – – –
BSW
815
Buckingham Strategic Wealth
Missouri
$1.05M +$134K +953 +16%
WWM
816
Windsor Wealth Management
Indiana
$1.05M +$282K +2,006 +45%
TC
817
Truvestments Capital
Florida
$1.05M +$913K +6,500 +1,208%
MAM
818
Morse Asset Management
Connecticut
$1.05M +$665K +4,735 +207%
SAM
819
Sequent Asset Management
Texas
$1.04M +$702 +5 +0.1%
APW
820
Aurora Private Wealth
New Jersey
$1.04M +$18K +128 +2%
GI
821
GAMCO Investors
Connecticut
$1.03M -$69.1K -492 -7%
NFG
822
Nations Financial Group
Iowa
$1.03M -$25K -178 -3%
MPI
823
Mairs & Power Inc
Minnesota
$1.03M -$65.7K -468 -6%
AAM
824
AR Asset Management
California
$1.03M – – –
VC
825
Veracity Capital
Georgia
$1.03M +$970K +6,908 New
31 32
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