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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
SAM
401
Silvercrest Asset Management
New York
$2.5M -$407K -6,062 -16%
ICOA
402
Investment Centers of America
North Dakota
$2.5M +$90.4K +1,348 +4%
KIA
403
KCM Investment Advisors
California
$2.47M +$52.3K +780 +2%
CAN
404
Cetera Advisor Networks
California
$2.47M +$145K +2,162 +7%
CA
405
Cetera Advisors
Colorado
$2.46M +$290K +4,331 +16%
RJA
406
Robshaw & Julian Associates
New York
$2.46M – – –
DWA
407
Douglass Winthrop Advisors
New York
$2.45M -$265K -3,948 -11%
SRCM
408
Swift Run Capital Management
Virginia
$2.44M – – –
OTPPB
409
Ontario Teachers' Pension Plan Board
Ontario, Canada
$2.44M -$102K -1,521 -5%
RC
410
RegentAtlantic Capital
New Jersey
$2.42M -$30.4K -454 -1%
BCCM
411
Bridge Creek Capital Management
Massachusetts
$2.41M – – –
ACM
412
Argyle Capital Management
Pennsylvania
$2.41M – – –
CI
413
Conning Inc
Connecticut
$2.4M +$2.01K +30 +0.1%
BOCM
414
Bontempo Ohly Capital Management
Maryland
$2.38M +$467K +6,970 +29%
SI
415
Stephens Inc
Arkansas
$2.38M +$386K +5,748 +23%
HCM
416
Howland Capital Management
Massachusetts
$2.36M -$33.5K -500 -2%
SIC
417
Sigma Investment Counselors
Michigan
$2.35M +$71.2K +1,061 +4%
AMI
418
Amica Mutual Insurance
Rhode Island
$2.34M – – –
GLRA
419
Gerald L. Ray & Associates
Texas
$2.32M -$91.9K -1,370 -4%
MHP
420
Manatuck Hill Partners
Connecticut
$2.3M +$2.01M +30,000 New
OL
421
Orbitronix LP
California
$2.3M +$2.01M +30,000 New
SIC
422
Salem Investment Counselors
North Carolina
$2.27M -$142K -2,123 -7%
PAG
423
Private Advisor Group
New Jersey
$2.26M -$73K -1,088 -4%
NLI
424
Nippon Life Insurance
Japan
$2.25M +$21.3K +317 +1%
BBHC
425
Brown Brothers Harriman & Co
New York
$2.23M -$12.7K -190 -0.6%
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