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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
HAI
3801
Hennessy Advisors Inc
California
– -$3.95M -6,900 Closed
QAM
3802
Q3 Asset Management
Michigan
– -$3.95M -6,889 Closed
XT
3803
XTX Topco
Cayman Islands
– -$3.59M -6,260 Closed
HWMO
3804
Heritage Wealth Management (Ohio)
Ohio
– -$3.56M -6,212 Closed
SP
3805
SIH Partners
Delaware
– -$3.39M -5,911 Closed
WAM
3806
Weiss Asset Management
Massachusetts
– -$3.32M -5,794 Closed
CG
3807
Castellan Group
Kentucky
– -$3.07M -5,364 Closed
AFCM
3808
Applied Finance Capital Management
Puerto Rico
– -$2.91M -5,081 Closed
QT
3809
Quantbot Technologies
New York
– -$2.77M -4,844 Closed
BSL
3810
Blue Sparrow LLC
Delaware
– -$2.29M -4,000 Closed
CMTU
3811
Capital Markets Trading (UK)
United Kingdom
– -$2.31M -3,338 Closed
OTL
3812
Oak Thistle LLC
New York
– -$1.78M -3,109 Closed
VF
3813
Virtu Financial
New York
– -$1.65M -2,881 Closed
PWA
3814
Primoris Wealth Advisors
Florida
– -$1.3M -2,266 Closed
LOAMU
3815
Lombard Odier Asset Management (USA)
New York
– -$1.29M -2,250 Closed
A
3816
AlphaQuest
New York
– -$1.15M -2,001 Closed
TSS
3817
Two Sigma Securities
New York
– -$1.05M -1,836 Closed
WFAG
3818
Worth Financial Advisory Group
North Carolina
– -$956K -1,668 Closed
KLCM
3819
KG&L Capital Management
Louisiana
– -$893K -1,621 Closed
TA
3820
Tectonic Advisors
Texas
– -$883K -1,541 Closed
HC
3821
Hara Capital
Washington
– -$839K -1,465 Closed
AIM
3822
Aigen Investment Management
New York
– -$836K -1,459 Closed
CFM
3823
Catalyst Funds Management
Australia
– -$802K -1,400 Closed
OC
3824
Opal Capital
Florida
– -$1.04M -1,400 Closed
FRM
3825
Fox Run Management
Connecticut
– -$694K -1,212 Closed
151 152
153
154 155