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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
SI
3001
Seeds Investor
New York
– -$248K -684 Closed
AIA
3002
Angeles Investment Advisors
California
– -$246K -679 Closed
BWG
3003
Boomfish Wealth Group
Georgia
– -$241K -663 Closed
CMS
3004
Capital Market Strategies
Florida
– -$240K -661 Closed
KCP
3005
Kera Capital Partners
California
– -$236K -650 Closed
PCM
3006
Prelude Capital Management
New York
– -$236K -650 Closed
SCA
3007
Sulzberger Capital Advisors
Florida
– -$236K -650 Closed
ACP
3008
Aviance Capital Partners
Florida
– -$235K -648 Closed
EFL
3009
ERn Financial LLC
Wisconsin
– -$234K -645 Closed
LI
3010
LifeWealth Investments
Florida
– -$234K -644 Closed
ACP
3011
Aveo Capital Partners
Colorado
– -$227K -625 Closed
MW
3012
Maia Wealth
Colorado
– -$247K -625 Closed
SFS
3013
Strategic Financial Services
New York
– -$223K -615 Closed
PPC
3014
Pennington Partners & Co
Maryland
– -$223K -614 Closed
MFWP
3015
Mosaic Family Wealth Partners
Missouri
– -$222K -611 Closed
SP
3016
Symmetry Partners
Connecticut
– -$221K -610 Closed
SWP
3017
Significant Wealth Partners
Illinois
– -$221K -609 Closed
TM
3018
TigerOak Management
New Mexico
– -$220K -606 Closed
UAM
3019
Unison Asset Management
Florida
– -$220K -606 Closed
EMAM
3020
Encompass More Asset Management
California
– -$220K -605 Closed
VAS
3021
Vestmark Advisory Solutions
Massachusetts
– -$219K -604 Closed
LWM
3022
LongView Wealth Management
Georgia
– -$218K -602 Closed
BRWM
3023
Blue Rock Wealth Management
North Carolina
– -$218K -600 Closed
SGAM
3024
Smith Group Asset Management
Texas
– -$218K -600 Closed
TWM
3025
Tolleson Wealth Management
Texas
– -$218K -600 Closed
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121
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