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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
DA
2726
Duality Advisers
Florida
– -$4.52M -12,340 Closed
IIM
2727
Intact Investment Management
Quebec, Canada
– -$4.21M -11,500 Closed
OFS
2728
OneAscent Financial Services
Alabama
– -$4.13M -11,265 Closed
SGAM
2729
Smith Group Asset Management
Texas
– -$3.99M -10,900 Closed
TG
2730
TCW Group
California
– -$3.91M -10,682 Closed
GQG Partners
2731
GQG Partners
Florida
– -$3.68M -10,053 Closed
CA
2732
CoreCap Advisors
Michigan
– -$3.22M -8,780 Closed
RCM
2733
Radnor Capital Management
Pennsylvania
– -$2.96M -8,087 Closed
BCM
2734
Bayesian Capital Management
New York
– -$2.74M -7,486 Closed
WAM
2735
Worth Asset Management
Texas
– -$2.51M -6,843 Closed
SPG
2736
Strategic Planning Group
Utah
– -$2.33M -6,355 Closed
WFM
2737
Wolff Financial Management
Michigan
– -$1.86M -5,065 Closed
DSCM
2738
Del-Sette Capital Management
New York
– -$1.85M -5,045 Closed
MSS
2739
Mitchell Sinkler & Starr
Pennsylvania
– -$1.82M -4,980 Closed
GCM
2740
Genus Capital Management
British Columbia, Canada
– -$1.61M -4,639 Closed
IA
2741
IAM Advisory
Pennsylvania
– -$1.46M -3,984 Closed
MC
2742
Maverick Capital
Texas
– -$1.26M -3,425 Closed
HIC
2743
Hartline Investment Corp
Illinois
– -$1.22M -3,325 Closed
Wolverine Trading
2744
Wolverine Trading
Illinois
– -$1.13M -3,266 Closed
MCM
2745
Mitchell Capital Management
Kansas
– -$1.15M -3,141 Closed
WI
2746
WBI Investments
New Jersey
– -$1.11M -3,029 Closed
CCFCSB
2747
Cape Cod Five Cents Savings Bank
Massachusetts
– -$912K -2,490 Closed
FA
2748
Fiducient Advisors
Illinois
– -$908K -2,477 Closed
EWM
2749
Executive Wealth Management
Michigan
– -$880K -2,419 Closed
GAM
2750
Grandview Asset Management
Pennsylvania
– -$857K -2,337 Closed
108 109
110
111 112