DoubleLine Shiller CAPE US Equities ETF
CAPE
33 hedge funds and large institutions have $255M invested in DoubleLine Shiller CAPE US Equities ETF in 2023 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 1 closing their positions.
600% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 1
41% more capital invested
Capital invested by funds: $180M → $255M (+$74.5M)
22% more funds holding
Funds holding: 27 → 33 (+6)
20% more funds holding in top 10
Funds holding in top 10: 5 → 6 (+1)
20% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 10
689.77% less ownership
Funds ownership: 745.42% → 55.65% (-690%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$45.1M |
| 2 |
TW
Transform Wealth
Greenwood Village,
Colorado
|
+$1.92M |
| 3 |
Bank of Montreal
Toronto,
Ontario, Canada
|
+$675K |
| 4 |
AWA
Arete Wealth Advisors
Chicago,
Illinois
|
+$514K |
| 5 |
CIA
Capital Investment Advisors
Atlanta,
Georgia
|
+$374K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WA
Waddell & Associates
Memphis,
Tennessee
|
-$6.72M |
| 2 |
SFG
Socha Financial Group
Corning,
New York
|
-$648K |
| 3 |
Kayne Anderson Rudnick Investment Management
Los Angeles,
California
|
-$315K |
| 4 |
Osaic Holdings
Scottsdale,
Arizona
|
-$139K |
| 5 |
SPI
Santori & Peters Inc
Canonsburg,
Pennsylvania
|
-$117K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
CIBC World Market
Toronto,
Ontario, Canada
| $235K | +$218K | +8,863 | New |
|
|
CAL
27
Capital Analysts LLC
Fort Washington,
Pennsylvania
| $92K | – | – | – |
|
|
TCM
28
TD Capital Management
Memphis,
Tennessee
| $55.3K | +$51.3K | +2,085 | New |
|
|
UB
29
UMB Bank
Kansas City,
Missouri
| $13.3K | – | – | – |
|
|
HI
30
Harbour Investments
Madison,
Wisconsin
| $10.6K | – | – | – |
|
31
Bank of America
Charlotte,
North Carolina
| $6.26K | +$5.81K | +236 | New |
|
|
32
Osaic Holdings
Scottsdale,
Arizona
| $5.7K | -$139K | -5,659 | -96% |
|
33
Morgan Stanley
New York
| $114 | +$99 | +4 | New |
|
|
PO
34
Private Ocean
San Rafael,
California
| – | -$23.7K | -1,000 | Closed |
|
CAPE Hedge Fund Activity: Q4 2023 in Review
33 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in DoubleLine Shiller CAPE US Equities ETF (CAPE) for Q4 2023, worth a combined $255M — up 41% from $180M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new CAPE positions and 1 closed out — a net gain of 6 holders — while 12 added to existing stakes and 10 trimmed.
The largest buyer was UBS Group, adding an estimated $45.1M. The largest seller was Waddell & Associates, cutting an estimated $6.72M.
- 33 institutional investors held DoubleLine Shiller CAPE US Equities ETF (CAPE) as of Q4 2023, up from 27 in Q3 2023.
- Funds reported $255M of DoubleLine Shiller CAPE US Equities ETF stock for Q4 2023, up 41% quarter-over-quarter.
- 7 funds opened new DoubleLine Shiller CAPE US Equities ETF positions in Q4 2023 and 1 closed out, a net change of +6 holders.
- The largest DoubleLine Shiller CAPE US Equities ETF buyer in Q4 2023 was UBS Group, an estimated $45.1M added.
- The largest DoubleLine Shiller CAPE US Equities ETF seller in Q4 2023 was Waddell & Associates, an estimated $6.72M sold.
Based on aggregated 13F filings for Q4 2023.