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CAD
PIMCO ETF TR PIMCO CDA BD INDEX FD ETF
Delisted
CAD was delisted on the 25th of September, 2014.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
1
Jane Street
New York
| $1.15M | +$203K | +2,221 | +21% |
|
| 2 |
CWM
2
Concert Wealth Management
San Jose,
California
| $396K | -$542K | -5,926 | -58% |
|
| 3 |
3
Royal Bank of Canada
Toronto,
Ontario, Canada
| $102K | – | – | – |
|
| 4 |
PSC
4
Prentiss Smith & Co
Brattleboro,
Vermont
| $52K | +$51.6K | +564 | New |
|
| 5 |
5
Ameriprise
Minneapolis,
Minnesota
| $42K | – | – | – |
|
| 6 |
6
Morgan Stanley
New York
| $26K | -$16.5K | -180 | -39% |
|
| 7 |
FMA
7
FNY Managed Accounts
New York
| $22K | +$22K | +240 | New |
|
| 8 |
U
8
UBS
Zurich,
Switzerland
| $19K | – | – | – |
|
| 9 |
9
Bank of America
Charlotte,
North Carolina
| $5K | – | – | – |
|
| 10 |
10
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$3.57M | -38,538 | Closed |
|
| 11 |
RIL
11
Rothschild Investment LLC
Chicago,
Illinois
| – | -$611K | -6,600 | Closed |
|
| 12 |
TRCT
12
Tower Research Capital (TRC)
New York
| – | -$18K | -198 | Closed |
|
| 13 |
ARMC
13
American Research & Management Company
Marion,
Massachusetts
| – | -$14K | -150 | Closed |
|