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BTX

BlackRock Technology and Private Equity Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$101M +$13.6M +1,079,129 +14%
Bank of America
2
Bank of America
North Carolina
$48.2M +$6.57M +521,337 +14%
UBS Group
3
UBS Group
Switzerland
$44.4M +$21.1M +1,677,919 +76%
RJA
4
Raymond James & Associates
Florida
$25.6M -$172K -13,661 -0.6%
RCM
5
Rivernorth Capital Management
Florida
$23.5M -$26M -2,060,841 -50%
COLIM
6
City of London Investment Management
United Kingdom
$20.4M -$34.6M -2,747,550 -60%
KIM
7
Karpus Investment Management
New York
$18.9M -$7.61M -603,642 -27%
AWA
8
Amplius Wealth Advisors
Pennsylvania
$14.7M +$6.27M +497,614 +63%
Lazard Asset Management
9
Lazard Asset Management
New York
$8.97M +$139K +11,038 +1%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$8.21M +$2.41M +190,959 +36%
Wells Fargo
11
Wells Fargo
California
$7.7M +$237K +18,809 +3%
Stifel Financial
12
Stifel Financial
Missouri
$6M +$1.2M +95,137 +22%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$3.68M +$799K +63,415 +24%
Ameriprise
14
Ameriprise
Minnesota
$3.47M +$1.57M +124,353 +69%
CA
15
Corrado Advisors
New Jersey
$2.94M +$3.26M +258,487 New
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$2.81M +$2.84M +225,014 +1,060%
EP
17
EPIQ Partners
Minnesota
$2.61M +$2.89M +229,293 New
Rockefeller Capital Management
18
Rockefeller Capital Management
New York
$2.41M +$1.12M +88,615 +72%
CCP
19
Clough Capital Partners
Massachusetts
$2.33M +$180K +14,318 +8%
ST
20
Sentinel Trust
Texas
$2.21M +$2.45M +194,272 New
OC
21
Oppenheimer & Co
New York
$2.01M +$889K +70,576 +66%
MC
22
Matisse Capital
Oregon
$1.71M
1CP
23
1607 Capital Partners
Virginia
$1.64M +$29K +2,300 +2%
WAM
24
Wolverine Asset Management
Illinois
$1.57M -$2.53M -200,738 -59%
WS
25
Wedbush Securities
California
$1.17M +$210K +16,653 +19%