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BTX

BlackRock Technology and Private Equity Term Trust
BTX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$113M +$19.1M +1,150,809 +17%
COLIM
2
City of London Investment Management
United Kingdom
$66M +$75.3M +4,544,342 New
RCM
3
Rivernorth Capital Management
Florida
$60M +$59.5M +3,590,693 +673%
Bank of America
4
Bank of America
North Carolina
$54M +$20.5M +1,236,766 +50%
KIM
5
Karpus Investment Management
New York
$32.9M +$37.5M +2,265,363 New
RJA
6
Raymond James & Associates
Florida
$32.8M +$1.04M +62,930 +3%
UBS Group
7
UBS Group
Switzerland
$32.3M +$12.7M +765,730 +53%
WAM
8
Weiss Asset Management
Massachusetts
$14.5M +$16.6M +1,000,000 New
AWA
9
Amplius Wealth Advisors
Pennsylvania
$11.5M +$13.1M +793,085 New
Lazard Asset Management
10
Lazard Asset Management
New York
$11.3M +$7.85M +473,628 +156%
Wells Fargo
11
Wells Fargo
California
$9.56M +$5.67M +342,300 +109%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$7.7M +$4.44M +267,968 +102%
Stifel Financial
13
Stifel Financial
Missouri
$6.28M +$5.14M +310,337 +255%
WAM
14
Wolverine Asset Management
Illinois
$4.92M +$3.34M +201,347 +147%
SCM
15
Saba Capital Management
New York
$4.81M +$5.48M +330,770 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$3.78M +$1.91M +115,470 +80%
Jane Street
17
Jane Street
New York
$2.96M +$3.37M +203,384 New
CCP
18
Clough Capital Partners
Massachusetts
$2.77M +$3.15M +190,264 New
LSC
19
Logan Stone Capital
Illinois
$2.69M +$3.06M +184,646 New
Ameriprise
20
Ameriprise
Minnesota
$2.68M +$1.32M +79,520 +79%
MC
21
Matisse Capital
Oregon
$2.18M +$2.49M +150,000 New
1CP
22
1607 Capital Partners
Virginia
$2.06M +$2.35M +141,608 New
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$1.79M +$1.18M +71,124 +138%
VF
24
Virtu Financial
New York
$1.67M +$1.9M +114,920 New
SCM
25
Segantii Capital Management
Hong Kong
$1.57M +$1.78M +107,700 New
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