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BlackRock Technology and Private Equity Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
CT
101
Caldwell Trust
Florida
$6.6K – – –
IRC
102
Investors Research Corp
Georgia
$5.6K – – –
RFP
103
Root Financial Partners
California
$5.59K +$5.6K +847 New
MAI Capital Management
104
MAI Capital Management
Ohio
$4.51K – – –
HWP
105
Highline Wealth Partners
California
$3.3K – – –
WhitTier Trust Company
106
WhitTier Trust Company
Nevada
$2.38K +$2.33K +352 New
SC
107
Swan Capital
Florida
$2.24K – – –
Ancora Advisors
108
Ancora Advisors
Ohio
$1.65K +$1.65K +250 New
PWMG
109
Prestige Wealth Management Group
New Jersey
$311 – – –
Readystate Asset Management
110
Readystate Asset Management
Illinois
– -$4.53M -686,666 Closed
Janney Montgomery Scott
111
Janney Montgomery Scott
Pennsylvania
– -$535K -81,194 Closed
VF
112
Virtu Financial
New York
– -$260K -39,399 Closed
MA
113
Mutual Advisors
Nebraska
– -$220K -33,425 Closed
Citadel Advisors
114
Citadel Advisors
Florida
– -$159K -24,172 Closed
Modera Wealth Management
115
Modera Wealth Management
New Jersey
– -$126K -19,083 Closed
Park Avenue Securities
116
Park Avenue Securities
New York
– -$118K -17,958 Closed
AWA
117
Amplius Wealth Advisors
Pennsylvania
– -$78.1K -11,845 Closed
JWCA
118
J.W. Cole Advisors
Florida
– -$72.9K -11,067 Closed
IAIM
119
International Assets Investment Management
Florida
– -$72.7K -11,034 Closed
4A
120
4Wealth Advisors
Illinois
– -$72.6K -11,021 Closed
Bank of New York Mellon
121
Bank of New York Mellon
New York
– -$71K -10,778 Closed
Kestra Advisory Services
122
Kestra Advisory Services
Texas
– -$37.9K -5,749 Closed
SageView Advisory Group
123
SageView Advisory Group
California
– -$13.4K -2,040 Closed