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AGF US Market Neutral Anti-Beta Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TWM
1
TMD Wealth Management
Arizona
$14.6M -$146K -7,231 -0.9%
Osaic Holdings
2
Osaic Holdings
Arizona
$12M -$9.95M -493,319 -44%
LPL Financial
3
LPL Financial
California
$10.1M -$10.7M -530,251 -50%
EFG
4
Ethos Financial Group
Pennsylvania
$8.64M
APA
5
Astoria Portfolio Advisors
New York
$5.26M +$357K +17,721 +6%
CIBC World Market
6
CIBC World Market
Ontario, Canada
$5.08M +$4.54M +225,076 +490%
FGA
7
Fortis Group Advisors
New Jersey
$5.08M -$3.66M -181,672 -40%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5.04M -$81.3K -4,031 -1%
CAPTRUST Financial Advisors
9
CAPTRUST Financial Advisors
North Carolina
$4.95M +$5.33M +264,042 New
PFA
10
Peak Financial Advisors
Colorado
$4.91M -$431K -21,357 -8%
DAS
11
Dynamic Advisor Solutions
Arizona
$3.77M +$3.25M +160,909 +400%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$3.52M +$1.15M +56,911 +44%
TC
13
TAP Consulting
Missouri
$3.27M -$113K -5,621 -3%
AWM
14
AE Wealth Management
Kansas
$3.11M -$652K -32,349 -16%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$2.54M +$332K +16,469 +14%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$2.24M -$811K -40,223 -25%
AA
17
AlphaQ Advisors
Florida
$2.02M +$86.7K +4,300 +4%
WA
18
WESPAC Advisors
California
$1.89M -$73.9K -3,664 -4%
WP
19
WealthSource Partners
California
$1.7M -$75.4K -3,737 -4%
TI
20
Tidal Investments
Wisconsin
$1.63M +$240K +11,887 +16%
PWM
21
Perigon Wealth Management
California
$1.41M +$69.9K +3,464 +5%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$1.37M +$1.47M +73,012 New
DWA
23
Delos Wealth Advisors
Texas
$1.37M +$70.4K +3,490 +5%
EAM
24
Empirical Asset Management
Massachusetts
$1.3M +$58.6K +2,904 +4%
MML Investors Services
25
MML Investors Services
Massachusetts
$1.13M -$38.5K -1,907 -3%