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AGF US Market Neutral Anti-Beta Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BCM
1
Brookstone Capital Management
Illinois
$54M -$1.64M -81,301 -3%
Osaic Holdings
2
Osaic Holdings
Arizona
$23.1M +$5.14M +255,377 +29%
LPL Financial
3
LPL Financial
California
$21.8M +$9.78M +486,367 +83%
TWM
4
TMD Wealth Management
Arizona
$16M +$580K +28,829 +4%
FGA
5
Fortis Group Advisors
New Jersey
$9.48M +$9.1M +452,330 New
CWG
6
Cornerstone Wealth Group
North Carolina
$9.17M +$9.04M +449,268 New
EFG
7
Ethos Financial Group
Pennsylvania
$8.64M -$3.7M -183,958 -30%
Stifel Financial
8
Stifel Financial
Missouri
$7.62M -$362K -17,992 -5%
PFA
9
Peak Financial Advisors
Colorado
$5.77M -$327K -16,249 -5%
APA
10
Astoria Portfolio Advisors
New York
$5.69M +$1.35M +67,077 +32%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.56M +$1.52M +75,781 +39%
QA
12
Quantitative Advantage
Minnesota
$5.41M +$37.9K +1,886 +0.7%
RJA
13
Raymond James & Associates
Florida
$4.41M +$1.11M +55,184 +34%
AWM
14
AE Wealth Management
Kansas
$4.04M -$525K -26,109 -12%
TC
15
TAP Consulting
Missouri
$3.67M +$3.62M +180,136 New
AFWM
16
AMJ Financial Wealth Management
Virginia
$3.42M -$3.07M -152,767 -48%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$3.26M +$1.62M +80,712 +102%
MWM
18
Moran Wealth Management
Florida
$2.77M -$818K -40,667 -23%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$2.66M +$112K +5,563 +4%
FANJ
20
Financial Architects (New Jersey)
New Jersey
$2.5M -$1.11M -55,202 -31%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$2.42M +$1.19M +59,152 +99%
WAM
22
Worth Asset Management
Texas
$2.27M -$922K -45,836 -29%
WA
23
WESPAC Advisors
California
$2.13M +$2.1M +104,390 New
AA
24
AlphaQ Advisors
Florida
$2.11M +$2.08M +103,527 New
WP
25
WealthSource Partners
California
$1.92M -$113K -5,612 -6%