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AGF US Market Neutral Anti-Beta Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
76
Stifel Financial
Missouri
– -$700K -39,543 Closed
BCA
77
Bay Colony Advisors
Massachusetts
– -$639K -36,090 Closed
MWM
78
Maridea Wealth Management
New York
– -$618K -34,887 Closed
Bank of America
79
Bank of America
North Carolina
– -$610K -34,481 Closed
LMKC
80
L.M. Kohn & Company
Ohio
– -$570K -32,183 Closed
HGA
81
Hobbs Group Advisors
South Carolina
– -$424K -23,941 Closed
Belpointe Asset Management
82
Belpointe Asset Management
Nevada
– -$403K -22,790 Closed
MML Investors Services
83
MML Investors Services
Massachusetts
– -$337K -19,030 Closed
IA
84
Integrity Alliance
Iowa
– -$326K -18,405 Closed
UBS Group
85
UBS Group
Switzerland
– -$268K -15,125 Closed
JHC
86
J. Hagan Capital
Kentucky
– -$240K -14,385 Closed
HRT Financial
87
HRT Financial
New York
– -$244K -13,816 Closed
RA
88
RoundAngle Advisors
New Jersey
– -$237K -13,409 Closed
Independent Financial Group
89
Independent Financial Group
California
– -$186K -10,487 Closed
CFG
90
Cooper Financial Group
California
– -$180K -10,167 Closed
Raymond James Financial
91
Raymond James Financial
Florida
– -$162K -9,153 Closed
EWM
92
Evolution Wealth Management
Florida
– -$122K -6,882 Closed
SIS
93
Sound Income Strategies
Florida
– -$65.1K -3,678 Closed
RFA
94
Reyes Financial Architecture
California
– -$19.5K -1,102 Closed
Carson Wealth (CWM LLC)
95
Carson Wealth (CWM LLC)
Nebraska
– -$14K -798 Closed
Allworth Financial
96
Allworth Financial
California
– -$3.84K -217 Closed
T
97
Transce3nd
Texas
– -$3.59K -203 Closed
National Bank of Canada
98
National Bank of Canada
Quebec, Canada
– -$2.09K -118 Closed