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AGF US Market Neutral Anti-Beta Fund
BTAL

Name Holding Trade Value Shares
Change 		Change in
Stake
Stifel Financial
76
Stifel Financial
Missouri
– -$11.9M -597,352 Closed
BRWA
77
B. Riley Wealth Advisors
Florida
– -$2.92M -146,795 Closed
WA
78
WESPAC Advisors
California
– -$1.99M -100,405 Closed
Millennium Management
79
Millennium Management
New York
– -$1.62M -81,353 Closed
AA
80
AlphaQ Advisors
Florida
– -$1.57M -79,182 Closed
DWA
81
Delos Wealth Advisors
Texas
– -$1.35M -71,880 Closed
SAM
82
Simplify Asset Management
Nevada
– -$1.28M -64,592 Closed
TCM
83
Triumph Capital Management
Colorado
– -$1.06M -53,591 Closed
MA
84
Mutual Advisors
Nebraska
– -$743K -37,418 Closed
CS
85
Credit Suisse
Switzerland
– -$509K -25,650 Closed
MWM
86
Moulton Wealth Management
Washington
– -$462K -23,138 Closed
Wealth Enhancement Advisory Services
87
Wealth Enhancement Advisory Services
Minnesota
– -$415K -20,878 Closed
RJFSA
88
Raymond James Financial Services Advisors
Florida
– -$380K -19,142 Closed
FBT
89
First Bankers Trust
Kentucky
– -$309K -15,550 Closed
NCM
90
NCM Capital Management
New Jersey
– -$246K -12,400 Closed
PFA
91
Petra Financial Advisors
Colorado
– -$241K -12,138 Closed
PWM
92
Perigon Wealth Management
California
– -$225K -11,334 Closed
Bank of Montreal
93
Bank of Montreal
Ontario, Canada
– -$206K -10,684 Closed
AR
94
Apeiron RIA
Texas
– -$211K -10,607 Closed
LA
95
Latitude Advisors
Florida
– -$203K -10,215 Closed
CIBC World Market
96
CIBC World Market
Ontario, Canada
– -$200K -10,092 Closed
NA
97
NewEdge Advisors
Louisiana
– -$50.6K -2,547 Closed
Carson Wealth (CWM LLC)
98
Carson Wealth (CWM LLC)
Nebraska
– -$15K -748 Closed
IPW
99
Impact Partnership Wealth
Georgia
– -$7.59K -382 Closed
PNC Financial Services Group
100
PNC Financial Services Group
Pennsylvania
– -$953 -48 Closed
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