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AGF US Market Neutral Anti-Beta Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TFG
76
Team Financial Group
California
$40 +$38 +2 New
Wells Fargo
77
Wells Fargo
California
$3 – – –
PFA
78
Peak Financial Advisors
Colorado
– -$4.91M -261,696 Closed
WC
79
Waterloo Capital
Texas
– -$1.13M -60,053 Closed
BCA
80
Bay Colony Advisors
Massachusetts
– -$1.06M -56,489 Closed
TF
81
Trek Financial
Arizona
– -$946K -50,411 Closed
KAS
82
Kestra Advisory Services
Texas
– -$865K -46,111 Closed
Jane Street
83
Jane Street
New York
– -$706K -37,645 Closed
TSS
84
Two Sigma Securities
New York
– -$400K -21,339 Closed
PA
85
PFG Advisors
Arizona
– -$391K -20,855 Closed
Renaissance Technologies
86
Renaissance Technologies
New York
– -$332K -17,701 Closed
PCM
87
Prelude Capital Management
New York
– -$300K -16,000 Closed
NFSG
88
Newbridge Financial Services Group
Florida
– -$300K -15,975 Closed
AM
89
AGF Management
Ontario, Canada
– -$281K -14,979 Closed
HighTower Advisors
90
HighTower Advisors
Illinois
– -$232K -12,357 Closed
VAG
91
VisionPoint Advisory Group
Texas
– -$92.8K -4,945 Closed
UBS Group
92
UBS Group
Switzerland
– -$31.7K -1,692 Closed
SPIA
93
Steward Partners Investment Advisory
New York
– -$14K -745 Closed
Fidelity Investments
94
Fidelity Investments
Massachusetts
– -$1.91K -102 Closed