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AGF US Market Neutral Anti-Beta Fund
BTAL

Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
76
JP Morgan Chase
New York
$65.6K +$55K +2,732 +563%
FWM
77
Focused Wealth Management
New York
$65.3K +$64.4K +3,200 New
AI
78
AXS Investments
New York
$31.1K -$42.5K -2,113 -58%
BWA
79
BDO Wealth Advisors
Florida
$16.4K -$8.21K -408 -34%
CTC
80
Central Trust Company
Missouri
$16.4K +$16.2K +804 New
AWM
81
Avior Wealth Management
Nebraska
$13.8K +$13.6K +677 New
FDCDDQ
82
Federation des caisses Desjardins du Quebec
Quebec, Canada
$11.2K – – –
SWM
83
Spire Wealth Management
Virginia
$10.2K – – –
CWC
84
Carolinas Wealth Consulting
North Carolina
$9.73K +$9.6K +477 New
JIR
85
James Investment Research
Ohio
$7K +$6.72K +334 New
Bank of America
86
Bank of America
North Carolina
$5K +$121 +6 +3%
UBS Group
87
UBS Group
Switzerland
$3.12K – – –
Fidelity Investments
88
Fidelity Investments
Massachusetts
$612 +$604 +30 New
HighTower Advisors
89
HighTower Advisors
Illinois
– -$5.25M -247,351 Closed
ACM
90
Arlington Capital Management
Illinois
– -$4.64M -218,679 Closed
TWC
91
TD Waterhouse Canada
Ontario, Canada
– -$770K -35,900 Closed
WI
92
Wintrust Investments
Illinois
– -$601K -28,355 Closed
CA
93
Cetera Advisors
Colorado
– -$557K -26,256 Closed
KA
94
Kovack Advisors
Florida
– -$518K -24,408 Closed
PCP
95
Proficio Capital Partners
Massachusetts
– -$501K -23,600 Closed
Toronto Dominion Bank
96
Toronto Dominion Bank
Ontario, Canada
– -$448K -22,261 -100%
SPC
97
Sigma Planning Corp
Michigan
– -$389K -18,352 Closed
Susquehanna International Group
98
Susquehanna International Group
Pennsylvania
– -$350K -16,524 Closed
CPP
99
Capasso Planning Partners
South Carolina
– -$342K -16,116 Closed
PFS
100
Prospera Financial Services
Texas
– -$294K -13,855 Closed
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