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AGF US Market Neutral Anti-Beta Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OPA
26
Old Port Advisors
Maine
$330K +$128K +5,200 +62%
TSS
27
Two Sigma Securities
New York
$280K +$284K +11,516 New
AWM
28
AE Wealth Management
Kansas
$268K -$211K -8,538 -44%
MC
29
Moors & Cabot
Massachusetts
$268K +$49.4K +2,000 +22%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$255K +$230K +9,308 +779%
GIA
31
Gladstone Institutional Advisory
Florida
$204K +$207K +8,388 New
CAN
32
Cetera Advisor Networks
California
$141K +$143K +5,786 New
OPS
33
Orion Portfolio Solutions
Nebraska
$121K -$790 -32 -0.6%
AIL
34
AGF Investments LLC
Ontario, Canada
$69K +$2.17K +88 +3%
CFA
35
Carroll Financial Associates
North Carolina
$59K +$60.7K +2,460 New
HR
36
Howe & Rusling
New York
$13K +$13.2K +534 New
SFG
37
Sowa Financial Group
Rhode Island
$5K
UBS Group
38
UBS Group
Switzerland
$3K +$2.84K +115 New
FIG
39
FundX Investment Group
California
-$385K -15,000 Closed
SW
40
SkyOak Wealth
Michigan
-$370K -14,389 Closed
SS
41
Simplicity Solutions
Minnesota
-$352K -13,719 Closed
ASN
42
Advisory Services Network
Georgia
-$23K -900 Closed
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
-$11K -414 Closed
HI
44
Hoey Investments
Pennsylvania
-$6K -250 Closed
PA
45
Parallel Advisors
California
-$3.06K -124 -84%
PFGIA
46
Patriot Financial Group Insurance Agency
Massachusetts
-$3K -110 Closed