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BRPM.WS

B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS

Delisted

BRPM.WS was delisted on the 14th of February, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
KPF
1
K2 Principal Fund
Ontario, Canada
$559K +$444K +682,133 New
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$385K +$306K +469,600 New
Geode Capital Management
3
Geode Capital Management
Massachusetts
$368K +$293K +450,501 New
AA
4
AQR Arbitrage
Connecticut
$349K – – –
CCA
5
Castle Creek Arbitrage
Colorado
$230K +$182K +280,000 New
Walleye Trading
6
Walleye Trading
New York
$209K +$125K +191,871 +303%
HIM
7
HGC Investment Management
Ontario, Canada
$187K +$67.2K +103,144 +83%
PC
8
Periscope Capital
Ontario, Canada
$166K -$32.9K -50,500 -20%
SRCM
9
Sage Rock Capital Management
New York
$128K +$102K +156,701 New
SAM
10
Silverback Asset Management
North Carolina
$113K +$89.6K +137,500 New
AIMCA
11
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$103K – – –
GCL
12
Glazer Capital LLC
New York
$103K +$16.3K +25,015 +25%
BRWM
13
B. Riley Wealth Management
Tennessee
$83K – – –
KC
14
Kepos Capital
New York
$64K – – –
RCM
15
Rivernorth Capital Management
Florida
$61K +$48.9K +74,998 New
BCM
16
Basso Capital Management
Connecticut
$60K +$32.4K +49,701 +208%
YCM
17
Yakira Capital Management
Connecticut
$41K +$32.7K +50,250 New
BI
18
Bulldog Investors
New Jersey
$35K +$5.86K +9,000 +26%
Citadel Advisors
19
Citadel Advisors
Florida
$25K +$1.69K +2,600 +9%
GCIA
20
Gabelli & Co Investment Advisers
New York
$22K -$47.9K -73,600 -73%
BRF
21
B. Riley Financial
California
$20K – – –
GF
22
Gabelli Funds
New York
$19K -$43.6K -66,922 -74%
WAM
23
Wolverine Asset Management
Illinois
$16K +$13.2K +20,200 New
LIM
24
Longfellow Investment Management
Massachusetts
$5K +$3.95K +6,066 New
PAM
25
Panagora Asset Management
Massachusetts
$1K -$776 -1,191 -50%
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