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BRPM.WS

B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS

Delisted

BRPM.WS was delisted on the 14th of February, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
KPF
1
K2 Principal Fund
Ontario, Canada
– -$559K -682,133 Closed
PAMP
2
Polar Asset Management Partners
Ontario, Canada
– -$385K -469,600 Closed
Geode Capital Management
3
Geode Capital Management
Massachusetts
– -$368K -450,501 Closed
AA
4
AQR Arbitrage
Connecticut
– -$349K -425,000 Closed
CCA
5
Castle Creek Arbitrage
Colorado
– -$230K -280,000 Closed
Walleye Trading
6
Walleye Trading
New York
– -$209K -255,171 Closed
HIM
7
HGC Investment Management
Ontario, Canada
– -$187K -228,144 Closed
PC
8
Periscope Capital
Ontario, Canada
– -$166K -201,000 Closed
SRCM
9
Sage Rock Capital Management
New York
– -$128K -156,701 Closed
SAM
10
Silverback Asset Management
North Carolina
– -$113K -137,500 Closed
AIMCA
11
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
– -$103K -125,000 Closed
GCL
12
Glazer Capital LLC
New York
– -$103K -125,000 Closed
BRWM
13
B. Riley Wealth Management
Tennessee
– -$83K -100,832 Closed
KC
14
Kepos Capital
New York
– -$64K -78,125 Closed
RCM
15
Rivernorth Capital Management
Florida
– -$61K -74,998 Closed
BCM
16
Basso Capital Management
Connecticut
– -$60K -73,601 Closed
YCM
17
Yakira Capital Management
Connecticut
– -$41K -50,250 Closed
BI
18
Bulldog Investors
New Jersey
– -$35K -43,248 Closed
Citadel Advisors
19
Citadel Advisors
Florida
– -$25K -31,071 Closed
GCIA
20
Gabelli & Co Investment Advisers
New York
– -$22K -26,550 Closed
BRF
21
B. Riley Financial
California
– -$20K -24,200 Closed
GF
22
Gabelli Funds
New York
– -$19K -23,450 Closed
WAM
23
Wolverine Asset Management
Illinois
– -$16K -20,200 Closed
LIM
24
Longfellow Investment Management
Massachusetts
– -$5K -6,066 Closed
PAM
25
Panagora Asset Management
Massachusetts
– -$1K -1,192 Closed