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Broadridge

351 hedge funds and large institutions have $3.9B invested in Broadridge in 2014 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 130 increasing their positions, 122 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 30

7% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 122

0% more funds holding

Funds holding: 350351 (+1)

0.57% less ownership

Funds ownership: 88.02%87.45% (-0.57%)

5% less capital invested

Capital invested by funds: $4.09B → $3.9B (-$188M)

40% less funds holding in top 10

Funds holding in top 10: 106 (-4)

58% less call options, than puts

Call options by funds: $976K | Put options by funds: $2.3M

Holders
351
Holders Change
+1
Holders Change %
+0.29%
% of All Funds
10.14%
Holding in Top 10
6
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-40%
% of All Funds
0.17%
New
33
Increased
130
Reduced
122
Closed
30
Calls
$976K
Puts
$2.3M
Net Calls
-$1.32M
Net Calls Change
-$1.99M
Name Holding Trade Value Shares
Change
Change in
Stake
WDA
201
Wendell David Associates
New Hampshire
$607K -$5.63K -150 -0.9%
CBOA
202
Commonwealth Bank of Australia
Australia
$606K -$1.8M -47,975 -75%
IUAM
203
Itau USA Asset Management
New York
$602K -$521K -13,900 -46%
SB
204
Suntrust Banks
Georgia
$590K -$9.11K -243 -2%
GH
205
GAM Holding
Switzerland
$576K
HHC
206
Hutchin Hill Capital
New York
$576K +$581K +15,500 New
SG Americas Securities
207
SG Americas Securities
New York
$565K -$463K -12,359 -45%
GIA
208
GHP Investment Advisors
Colorado
$556K -$150 -4 -0%
FNBOO
209
First National Bank of Omaha
Nebraska
$543K +$44.6K +1,190 +9%
AI
210
Atria Investments
North Carolina
$539K -$17K -454 -3%
ZCM
211
Zebra Capital Management
Connecticut
$539K +$219K +5,831 +67%
William Blair & Company
212
William Blair & Company
Illinois
$536K
LIM
213
Leavell Investment Management
Alabama
$535K
OA
214
OFI Advisors
Pennsylvania
$534K +$67.2K +1,793 +14%
G
215
GlobalBridge
Minnesota
$532K -$4.8K -128 -0.9%
BAM
216
Boyar Asset Management
New York
$532K
AB
217
Amalgamated Bank
New York
$527K -$3.75K -100 -0.7%
Tudor Investment Corp
218
Tudor Investment Corp
Connecticut
$520K +$220K +5,861 +72%
Fayez Sarofim & Co
219
Fayez Sarofim & Co
Texas
$490K -$2.81K -75 -0.6%
SCM
220
Shelton Capital Management
Colorado
$484K
RMSCM
221
R.M. Sincerbeaux Capital Management
New York
$479K
ProShare Advisors
222
ProShare Advisors
Maryland
$475K -$2.76M -73,619 -85%
CIBC Asset Management
223
CIBC Asset Management
Ontario, Canada
$472K -$43.4K -1,158 -8%
WAM
224
World Asset Management
Michigan
$471K +$37 +1 +0%
BNP Paribas Asset Management
225
BNP Paribas Asset Management
France
$469K +$474K +12,638 New

BR Hedge Fund Activity: Q1 2014 in Review

351 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q1 2014, worth a combined $3.9B — down 4.6% from $4.09B a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new BR positions and 30 closed out — a net gain of 3 holders — while 130 added to existing stakes and 122 trimmed.

The largest buyer was Cramer Rosenthal McGlynn, adding an estimated $39.2M. The largest seller was Bank of New York Mellon, cutting an estimated $93.1M.

  • 351 institutional investors held Broadridge (BR) as of Q1 2014, up from 350 in Q4 2013.
  • Funds reported $3.9B of Broadridge stock for Q1 2014, down 4.6% quarter-over-quarter.
  • 33 funds opened new Broadridge positions in Q1 2014 and 30 closed out, a net change of +3 holders.
  • The largest Broadridge buyer in Q1 2014 was Cramer Rosenthal McGlynn, an estimated $39.2M added.
  • The largest Broadridge seller in Q1 2014 was Bank of New York Mellon, an estimated $93.1M sold.

Based on aggregated 13F filings for Q1 2014.