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Broadridge
BR

Overview Fund Activity

316 hedge funds and large institutions have $3.33B invested in Broadridge in 2013 Q3 according to their latest regulatory filings, with 49 funds opening new positions, 103 increasing their positions, 107 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
316
Holders Change
+34
Holders Change %
+12.06%
% of All Funds
10.25%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.16%
New
49
Increased
103
Reduced
107
Closed
11
Calls
$5.87M
Puts
$3.83M
Net Calls
+$2.04M
Net Calls Change
+$1.51M

Top Buyers

1
VOYA Investment Management
VOYA Investment Management
Georgia
$38.2M
2
Vanguard Group
Vanguard Group
Pennsylvania
$255M
3
ACH
ArrowMark Colorado Holdings
Colorado
$23.6M
4
SAM
Southernsun Asset Management
Tennessee
$130M
5
Renaissance Technologies
Renaissance Technologies
New York
$15.5M

Top Sellers

1
JHIU
Janus Henderson Investors US
Colorado
$121M
2
Artisan Partners
Artisan Partners
Wisconsin
$155M
3
KeyBank National Association
KeyBank National Association
Ohio
$0
4
CS
Cannell & Spears
New York
$307K
5
FPP
Findlay Park Partners
United Kingdom
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
IUAM
151
Itau USA Asset Management
New York
$1.08M -$60.3K -1,900 -5%
Susquehanna International Group
152
Susquehanna International Group
Pennsylvania
$1.07M +$141K +4,433 +15%
WSCM
153
Wellington Shields Capital Management
New York
$1.04M +$249K +7,830 +31%
AG
154
Aperio Group
California
$1.04M +$82.5K +2,598 +9%
OPERF
155
Oregon Public Employees Retirement Fund
Oregon
$1.03M +$197K +6,200 +24%
CONA
156
Capital One National Association
New York
$1.02M +$1.02M +31,994 New
Royal London Asset Management
157
Royal London Asset Management
United Kingdom
$1.01M – – –
CIC
158
Crawford Investment Counsel
Georgia
$1M +$281K +8,850 +39%
TRSOTSOK
159
Teachers Retirement System of the State of Kentucky
Kentucky
$978K -$175K -5,500 -15%
AG
160
Algert Global
California
$976K +$976K +30,740 New
PAM
161
Panagora Asset Management
Massachusetts
$947K +$694K +21,850 +274%
Lord, Abbett & Co
162
Lord, Abbett & Co
New Jersey
$943K -$1.42M -44,600 -60%
Ohio Public Employees Retirement System (OPERS)
163
Ohio Public Employees Retirement System (OPERS)
Ohio
$931K +$216K +6,812 +30%
TD Asset Management
164
TD Asset Management
Ontario, Canada
$860K +$860K +27,100 New
U
165
UBS
Switzerland
$859K -$516K -16,245 -38%
WTNA
166
Wilmington Trust National Association
Delaware
$859K +$542K +17,056 +171%
BF
167
BOK Financial
Oklahoma
$853K +$853K +26,893 New
CMANY
168
Capital Management Associates (New York)
New York
$837K +$151K +4,750 +22%
AAM
169
Advisors Asset Management
Colorado
$815K +$20.7K +652 +3%
MAA
170
Mraz Amerine & Associates
California
$781K – – –
JG
171
Jefferies Group
New York
$736K +$407K +12,823 +124%
Barclays
172
Barclays
United Kingdom
$686K -$274K -8,837 -29%
NG
173
NatWest Group
United Kingdom
$685K +$405K +12,783 +145%
URS
174
Utah Retirement Systems
Utah
$683K -$6.35K -200 -0.9%
WCM
175
Winton Capital Management
United Kingdom
$677K +$142K +4,480 +27%
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7
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