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Broadridge

351 hedge funds and large institutions have $3.9B invested in Broadridge in 2014 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 130 increasing their positions, 122 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 30

7% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 122

0% more funds holding

Funds holding: 350351 (+1)

0.57% less ownership

Funds ownership: 88.02%87.45% (-0.57%)

5% less capital invested

Capital invested by funds: $4.09B → $3.9B (-$188M)

40% less funds holding in top 10

Funds holding in top 10: 106 (-4)

58% less call options, than puts

Call options by funds: $976K | Put options by funds: $2.3M

Holders
351
Holders Change
+1
Holders Change %
+0.29%
% of All Funds
10.14%
Holding in Top 10
6
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-40%
% of All Funds
0.17%
New
33
Increased
130
Reduced
122
Closed
30
Calls
$976K
Puts
$2.3M
Net Calls
-$1.32M
Net Calls Change
-$1.99M
Name Holding Trade Value Shares
Change
Change in
Stake
ASRS
126
Arizona State Retirement System
Arizona
$2.81M -$255K -6,800 -8%
BF
127
BOK Financial
Oklahoma
$2.76M +$1.91M +50,988 +219%
MOACM
128
Mutual of America Capital Management
New York
$2.76M +$57.9K +1,545 +2%
Nisa Investment Advisors
129
Nisa Investment Advisors
Missouri
$2.75M
TAM
130
THB Asset Management
Connecticut
$2.73M +$444K +11,842 +19%
CAM
131
ClariVest Asset Management
California
$2.68M +$2.59M +69,046 +2,184%
PAM
132
Panagora Asset Management
Massachusetts
$2.6M -$1.14M -30,385 -30%
ARM
133
Adirondack Research & Management
New York
$2.46M
MSA
134
Mason Street Advisors
Wisconsin
$2.28M -$2.51K -67 -0.1%
SAM
135
Shell Asset Management
Netherlands
$2.2M -$9K -240 -0.4%
HSBC Holdings
136
HSBC Holdings
United Kingdom
$2.16M -$4.39K -117 -0.2%
OSAM
137
O'Shaughnessy Asset Management
Connecticut
$2.13M +$1.49M +39,818 +225%
Capital Fund Management (CFM)
138
Capital Fund Management (CFM)
France
$2.11M +$2.13M +56,855 New
N
139
Nuveen
North Carolina
$2.1M +$7.5K +200 +0.4%
SOMRS
140
State of Michigan Retirement System
Michigan
$2.09M +$15K +400 +0.7%
NPIT
141
National Penn Investors Trust
Pennsylvania
$2.01M -$331K -8,837 -14%
BJ
142
BlackRock Japan
Japan
$1.97M +$1.79M +47,817 +908%
GAM
143
Garrison Asset Management
Arkansas
$1.95M +$1.96M +52,360 New
IPC
144
Independent Portfolio Consultants
Florida
$1.85M -$133K -3,545 -7%
OAC
145
OMERS Administration Corp
Ontario, Canada
$1.85M +$1.5M +40,100 +413%
Aviva
146
Aviva
United Kingdom
$1.81M +$96.4K +2,570 +6%
IB
147
Intrust Bank
Kansas
$1.75M +$118K +3,156 +7%
CG
148
Colony Group
Massachusetts
$1.72M +$1.74M +46,380 New
Lazard Asset Management
149
Lazard Asset Management
New York
$1.71M +$1.73M +46,042 New
KBC Group
150
KBC Group
Belgium
$1.67M -$597K -15,927 -26%

BR Hedge Fund Activity: Q1 2014 in Review

351 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q1 2014, worth a combined $3.9B — down 4.6% from $4.09B a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new BR positions and 30 closed out — a net gain of 3 holders — while 130 added to existing stakes and 122 trimmed.

The largest buyer was Cramer Rosenthal McGlynn, adding an estimated $39.2M. The largest seller was Bank of New York Mellon, cutting an estimated $93.1M.

  • 351 institutional investors held Broadridge (BR) as of Q1 2014, up from 350 in Q4 2013.
  • Funds reported $3.9B of Broadridge stock for Q1 2014, down 4.6% quarter-over-quarter.
  • 33 funds opened new Broadridge positions in Q1 2014 and 30 closed out, a net change of +3 holders.
  • The largest Broadridge buyer in Q1 2014 was Cramer Rosenthal McGlynn, an estimated $39.2M added.
  • The largest Broadridge seller in Q1 2014 was Bank of New York Mellon, an estimated $93.1M sold.

Based on aggregated 13F filings for Q1 2014.