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Broadridge

1,120 hedge funds and large institutions have $23.8B invested in Broadridge in 2025 Q4 according to their latest regulatory filings, with 128 funds opening new positions, 361 increasing their positions, 436 reducing their positions, and 89 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more call options, than puts

Call options by funds: $ | Put options by funds: $

more funds holding

Funds holding:

more ownership

Funds ownership:

5% less capital invested

Capital invested by funds: $25.1B → $23.8B (-$1.21B)

17% less repeat investments, than reductions

Existing positions increased: 361 | Existing positions reduced: 436

60% less funds holding in top 10

Funds holding in top 10: 52 (-3)

Holders
1,120
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$19.2M
Puts
$15.4M
Net Calls
Net Calls Change

Top Buyers

1 +$177M
2 +$123M
3 +$119M
4
JP Morgan Chase
JP Morgan Chase
New York
+$111M
5
Corient Private Wealth
Corient Private Wealth
Florida
+$111M

Top Sellers

1 -$150M
2 -$139M
3 -$120M
4
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$110M
5
Morgan Stanley
Morgan Stanley
New York
-$98.6M
Name Holding Trade Value Shares
Change
Change in
Stake
TCOTS
1176
Trust Company of the South
North Carolina
FGP
1177
Freestone Grove Partners
California
PCS
1178
Personal CFO Solutions
New Jersey
SWM
1179
Steinberganna Wealth Management
New York
ST
1180
Sageworth Trust
Pennsylvania
HCMG
1181
Howard Capital Management Group
California
WCA
1182
Westover Capital Advisors
Delaware
TSS
1183
Two Sigma Securities
New York
EFSCE
1184
Enterprise Financial Services Corp (EFSC)
Missouri
HKIMG
1185
Hutchens & Kramer Investment Management Group
Indiana
KFSC
1186
Keystone Financial Services (Colorado)
Colorado
SFA
1187
Souders Financial Advisors
Ohio
ESB
1188
Essex Savings Bank
Connecticut
PEAK6
1189
PEAK6
Illinois
CCA
1190
Catalyst Capital Advisors
New York
AAS
1191
Ameritas Advisory Services
Nebraska
BCM
1192
Blume Capital Management
California
SIC
1193
Salem Investment Counselors
North Carolina
ABWM
1194
Alpine Bank Wealth Management
Colorado
SCA
1195
Stuart Chaussee & Associates
California
EPW
1196
Evergreen Private Wealth
Colorado
FUBT
1197
First United Bank & Trust
Maryland
RA
1198
Rise Advisors
New York
CFD
1199
Creative Financial Designs
Indiana
JWM
1200
JPL Wealth Management
Colorado