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Broadridge

1,093 hedge funds and large institutions have $25B invested in Broadridge in 2025 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 374 increasing their positions, 389 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more ownership

Funds ownership:

more funds holding

Funds holding:

less capital invested

Capital invested by funds: $ → $

4% less repeat investments, than reductions

Existing positions increased: 374 | Existing positions reduced: 389

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

68% less call options, than puts

Call options by funds: $15.5M | Put options by funds: $48.8M

Holders
1,093
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$15.5M
Puts
$48.8M
Net Calls
Net Calls Change

Top Sellers

1 -$312M
2 -$147M
3 -$133M
4
Millennium Management
Millennium Management
New York
-$76.6M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$60.8M
Name Holding Trade Value Shares
Change
Change in
Stake
OWA
1151
Opal Wealth Advisors
New York
IIM
1152
Intact Investment Management
Quebec, Canada
HWM
1153
HighMark Wealth Management
Minnesota
NC
1154
NewSquare Capital
Pennsylvania
AWM
1155
Atticus Wealth Management
Florida
TPWA
1156
Twin Peaks Wealth Advisors
California
SO
1157
Sierra Ocean
California
BFPW
1158
BOK Financial Private Wealth
Colorado
PSFG
1159
Park Square Financial Group
Georgia
CCMI
1160
Creative Capital Management Investments
California
WCM
1161
WealthTrak Capital Management
Virginia
MTIC
1162
Missouri Trust & Investment Company
Missouri
YP
1163
YANKCOM Partnership
South Dakota
HWA
1164
HHM Wealth Advisors
Tennessee
T
1165
Transce3nd
Texas
TIM
1166
Total Investment Management
Arizona
WA
1167
Whipplewood Advisors
Colorado
SC
1168
Stephens Consulting
Michigan
RAM
1169
Riggs Asset Management
Pennsylvania
GC
1170
GFG Capital
Florida
BA
1171
Bellwether Advisors
Nebraska
MSWM
1172
Mowery & Schoenfeld Wealth Management
Illinois
KA
1173
Kozak & Associates
Colorado