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Broadridge

1,101 hedge funds and large institutions have $25.1B invested in Broadridge in 2025 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 374 increasing their positions, 394 reducing their positions, and 78 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more funds holding

Funds holding:

more ownership

Funds ownership:

less capital invested

Capital invested by funds: $ → $

5% less repeat investments, than reductions

Existing positions increased: 374 | Existing positions reduced: 394

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

68% less call options, than puts

Call options by funds: $15.5M | Put options by funds: $48.8M

Holders
1,101
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$15.5M
Puts
$48.8M
Net Calls
Net Calls Change

Top Buyers

1 +$803M
2 +$169M
3 +$72.9M
4
JCM
Junto Capital Management
New York
+$67.7M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$65.9M

Top Sellers

1 -$326M
2 -$154M
3 -$139M
4
Millennium Management
Millennium Management
New York
-$80.2M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$63.6M
Name Holding Trade Value Shares
Change
Change in
Stake
HWP
1076
Highline Wealth Partners
California
$1.43K
MHR
1077
Matthew Hamilton Rosenberg
$1.43K
AWM
1078
Activest Wealth Management
Florida
$1.43K
AP
1079
Aspect Partners
Virginia
$1.43K
HFS
1080
Hughes Financial Services
Virginia
$1.34K
CWP
1081
Clark Wealth Partners
Illinois
$1.34K
WOC
1082
West Oak Capital
California
$1.19K
TFM
1083
TFC Financial Management
Massachusetts
$1.19K
FC
1084
Financial Consulate
Maryland
$1.19K
WW
1085
Winnow Wealth
Texas
$956
HIA
1086
HFM Investment Advisors
New Jersey
$953
MEG
1087
Millstone Evans Group
Colorado
$953
TCB
1088
Texas Capital Bancshares
Texas
$953
DF
1089
DecisionPoint Financial
Arizona
$704
PWA
1090
Physician Wealth Advisors
Utah
$477
AT
1091
Avalon Trust
New Mexico
$477
SA
1092
Seneschal Advisors
Washington
$477
BIM
1093
Breakwater Investment Management
Washington
$477
SIS
1094
Sound Income Strategies
Florida
$468
DWM
1095
Dogwood Wealth Management
Kansas
$239
ACA
1096
American Capital Advisory
Idaho
$239
RS
1097
Rakuten Securities
Japan
$238
AA
1098
Ancora Advisors
Ohio
$238
NL
1099
NVWM LLC
Pennsylvania
$238
HC
1100
Hurley Capital
New York
$238