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Broadridge
BR

Overview Fund Activity

1,093 hedge funds and large institutions have $25.3B invested in Broadridge in 2025 Q1 according to their latest regulatory filings, with 127 funds opening new positions, 386 increasing their positions, 401 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,093
Holders Change
+54
Holders Change %
+5.2%
% of All Funds
14.84%
Holding in Top 10
12
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+100%
% of All Funds
0.16%
New
127
Increased
386
Reduced
401
Closed
53
Calls
$23.6M
Puts
$14.9M
Net Calls
+$8.62M
Net Calls Change
+$2.43M

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$214M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$106M
3
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
+$93.1M
4
Barclays
Barclays
United Kingdom
+$68.5M
5
Principal Financial Group
Principal Financial Group
Iowa
+$59.9M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$97.1M
2
Aberdeen Group
Aberdeen Group
United Kingdom
-$90.8M
3
Millennium Management
Millennium Management
New York
-$61.7M
4
T. Rowe Price Investment Management
T. Rowe Price Investment Management
Maryland
-$61.4M
5
JIM
Jensen Investment Management
Oregon
-$57.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
DPW
1051
DiNuzzo Private Wealth
Pennsylvania
$4.12K – – –
LI
1052
LRI Investments
Florida
$3.88K – – –
SIC
1053
SJS Investment Consulting
Ohio
$3.4K – – –
IHWM
1054
Iron Horse Wealth Management
Iowa
$3.15K -$3.39K -14 -52%
JGIA
1055
Jackson Grant Investment Advisers
Connecticut
$3.15K – – –
WCM
1056
WealthTrak Capital Management
Virginia
$3.15K +$970 +4 +44%
AW
1057
Avion Wealth
Texas
$3K – – –
HFS
1058
Hughes Financial Services
Virginia
$2.94K +$2.94K +12 New
RTL
1059
Red Tortoise LLC
Georgia
$2.91K – – –
BFS
1060
Bare Financial Services
Pennsylvania
$2.91K +$2.91K +12 New
AA
1061
Addison Advisors
Vermont
$2.67K – – –
SWA
1062
SOA Wealth Advisors
New York
$2.67K – – –
MTIC
1063
Missouri Trust & Investment Company
Missouri
$2.67K – – –
AWM
1064
Activest Wealth Management
Florida
$2.67K +$2.67K +11 New
HWA
1065
HHM Wealth Advisors
Tennessee
$1.7K – – –
TIM
1066
Tortoise Investment Management
New York
$1.7K – – –
AF
1067
Atala Financial
California
$1.7K – – –
DWM
1068
Dogwood Wealth Management
Kansas
$1.46K +$1.46K +6 New
MHR
1069
Matthew Hamilton Rosenberg
$1.46K – – –
BWM
1070
Bernard Wealth Management
Michigan
$1.46K +$1.46K +6 New
TFM
1071
TFC Financial Management
Massachusetts
$1.21K – – –
WOC
1072
West Oak Capital
California
$1.21K – – –
RS
1073
Rakuten Securities
Japan
$1.21K +$727 +3 +150%
HFS
1074
Horizon Financial Services
North Carolina
$1.21K +$1.21K +5 New
WA
1075
Whipplewood Advisors
Colorado
$1.21K +$1.17K +131 +2,620%
41 42
43
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