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Broadridge

1,085 hedge funds and large institutions have $25B invested in Broadridge in 2025 Q3 according to their latest regulatory filings, with 107 funds opening new positions, 369 increasing their positions, 386 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more ownership

Funds ownership:

less funds holding

Funds holding:

less capital invested

Capital invested by funds: $ → $

4% less repeat investments, than reductions

Existing positions increased: 369 | Existing positions reduced: 386

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

68% less call options, than puts

Call options by funds: $15.5M | Put options by funds: $48.8M

Holders
1,085
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$15.5M
Puts
$48.8M
Net Calls
Net Calls Change

Top Sellers

1 -$312M
2 -$147M
3 -$133M
4
Millennium Management
Millennium Management
New York
-$76.6M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$60.8M
Name Holding Trade Value Shares
Change
Change in
Stake
AA
1051
Addison Advisors
Vermont
$2.62K
GSWM
1052
Golden State Wealth Management
California
$2.62K
PP
1053
Pacifica Partners
Canada
$2.58K
DF
1054
Dunhill Financial
United Kingdom
$2.17K
BHWM
1055
Bay Harbor Wealth Management
Maryland
$1.91K
MPW
1056
MASECO Private Wealth
$1.91K
SIC
1057
SJS Investment Consulting
Ohio
$1.91K
CC
1058
Corsicana & Co
Texas
$1.91K
RWM
1059
Rialto Wealth Management
New York
$1.43K
HWP
1060
Highline Wealth Partners
California
$1.43K
MHR
1061
Matthew Hamilton Rosenberg
$1.43K
AWM
1062
Activest Wealth Management
Florida
$1.43K
AP
1063
Aspect Partners
Virginia
$1.43K
HFS
1064
Hughes Financial Services
Virginia
$1.34K
TFM
1065
TFC Financial Management
Massachusetts
$1.19K
WOC
1066
West Oak Capital
California
$1.19K
FC
1067
Financial Consulate
Maryland
$1.19K
WW
1068
Winnow Wealth
Texas
$956
HIA
1069
HFM Investment Advisors
New Jersey
$953
TCB
1070
Texas Capital Bancshares
Texas
$953
MEG
1071
Millstone Evans Group
Colorado
$953
DF
1072
DecisionPoint Financial
Arizona
$704
PWA
1073
Physician Wealth Advisors
Utah
$477
AT
1074
Avalon Trust
New Mexico
$477
BIM
1075
Breakwater Investment Management
Washington
$477