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Broadridge

1,085 hedge funds and large institutions have $25B invested in Broadridge in 2025 Q3 according to their latest regulatory filings, with 107 funds opening new positions, 369 increasing their positions, 386 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more ownership

Funds ownership:

less funds holding

Funds holding:

less capital invested

Capital invested by funds: $ → $

4% less repeat investments, than reductions

Existing positions increased: 369 | Existing positions reduced: 386

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

68% less call options, than puts

Call options by funds: $15.5M | Put options by funds: $48.8M

Holders
1,085
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$15.5M
Puts
$48.8M
Net Calls
Net Calls Change

Top Sellers

1 -$312M
2 -$147M
3 -$133M
4
Millennium Management
Millennium Management
New York
-$76.6M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$60.8M
Name Holding Trade Value Shares
Change
Change in
Stake
MSWA
926
Marshall & Sterling Wealth Advisors
New York
$74.1K
HPC
927
HM Payson & Co
Maine
$73.8K
KTC
928
Kentucky Trust Company
Kentucky
$71.5K
RBC
929
Roble Belko & Company
Pennsylvania
$70K
TWC
930
TD Waterhouse Canada
Ontario, Canada
$69.7K
WB
931
Webster Bank
Connecticut
$65K
SIM
932
Sentry Investment Management
Wisconsin
$63K
TCOV
933
Trust Company of Vermont
Vermont
$60.7K
ADL
934
Asset Dedication LLC
California
$60.3K
GXJ
935
Global X Japan
Japan
$60.3K
TWD
936
True Wealth Design
Ohio
$57.4K
RFP
937
Root Financial Partners
California
$57K
BCM
938
Blume Capital Management
California
$54.5K
PC
939
Promus Capital
Illinois
$54.5K
SIC
940
Salem Investment Counselors
North Carolina
$53.8K
FRA
941
Front Row Advisors
California
$53.8K
RA
942
Ransom Advisory
Rhode Island
$53.4K
ABWM
943
Alpine Bank Wealth Management
Colorado
$52.2K
CPBTD
944
Central Pacific Bank - Trust Division
Hawaii
$51.2K
PSB
945
Piscataqua Savings Bank
New Hampshire
$51.2K
TC
946
Truvestments Capital
Florida
$50.9K
BGAI
947
Bruce G. Allen Investments
Colorado
$50.5K
SSG
948
Summit Securities Group
New York
$47.9K
CW
949
Curio Wealth
Maryland
$47.6K
OCM
950
Osterweis Capital Management
California
$47.4K