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Broadridge

1,100 hedge funds and large institutions have $25.1B invested in Broadridge in 2025 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 374 increasing their positions, 394 reducing their positions, and 78 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more funds holding

Funds holding:

more ownership

Funds ownership:

less capital invested

Capital invested by funds: $ → $

5% less repeat investments, than reductions

Existing positions increased: 374 | Existing positions reduced: 394

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

68% less call options, than puts

Call options by funds: $15.5M | Put options by funds: $48.8M

Holders
1,100
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$15.5M
Puts
$48.8M
Net Calls
Net Calls Change

Top Buyers

1 +$803M
2 +$169M
3 +$72.9M
4
JCM
Junto Capital Management
New York
+$67.7M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$65.9M

Top Sellers

1 -$326M
2 -$154M
3 -$139M
4
Millennium Management
Millennium Management
New York
-$80.2M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$63.6M
Name Holding Trade Value Shares
Change
Change in
Stake
TFA
851
Trinity Financial Advisors
Ohio
$221K
FNBOH
852
First National Bank of Hutchinson
Kansas
$221K
MCM
853
Mitchell Capital Management
Kansas
$221K
WANY
854
Wealthspire Advisors (New York)
New York
$221K
PFM
855
Patton Fund Management
Texas
$220K
MYAM
856
Meiji Yasuda Asset Management
Japan
$220K
GM
857
GeoWealth Management
Illinois
$220K
OIAM
858
OFI Invest Asset Management
France
$219K
KPWG
859
KFA Private Wealth Group
Virginia
$216K
NAM
860
NTV Asset Management
West Virginia
$214K
TCOTS
861
Trust Company of the South
North Carolina
$213K
FGP
862
Freestone Grove Partners
California
$211K
PFBT
863
Parkside Financial Bank & Trust
Missouri
$211K
EDRH
864
Edmond de Rothschild Holding
Switzerland
$210K
SWM
865
Steinberganna Wealth Management
New York
$210K
PCS
866
Personal CFO Solutions
New Jersey
$210K
SB
867
Strategic Blueprint
Georgia
$210K
VCM
868
Versant Capital Management
Arizona
$209K
ST
869
Sageworth Trust
Pennsylvania
$209K
IWN
870
Independent Wealth Network
Iowa
$209K
WCA
871
Westover Capital Advisors
Delaware
$208K
HCMG
872
Howard Capital Management Group
California
$208K
VBA
873
von Borstel & Associates
Oregon
$207K
GS
874
GTS Securities
New York
$207K
TSS
875
Two Sigma Securities
New York
$207K