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Broadridge

853 hedge funds and large institutions have $18.8B invested in Broadridge in 2023 Q3 according to their latest regulatory filings, with 86 funds opening new positions, 290 increasing their positions, 324 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

126% more first-time investments, than exits

New positions opened: 86 | Existing positions closed: 38

50% more funds holding in top 10

Funds holding in top 10: 69 (+3)

36% more call options, than puts

Call options by funds: $24.7M | Put options by funds: $18.1M

8% more capital invested

Capital invested by funds: $17.5B → $18.8B (+$1.37B)

4% more funds holding

Funds holding: 817853 (+36)

0.79% less ownership

Funds ownership: 89.75%88.96% (-0.79%)

10% less repeat investments, than reductions

Existing positions increased: 290 | Existing positions reduced: 324

Holders
853
Holders Change
+36
Holders Change %
+4.41%
% of All Funds
13.54%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.14%
New
86
Increased
290
Reduced
324
Closed
38
Calls
$24.7M
Puts
$18.1M
Net Calls
+$6.59M
Net Calls Change
+$79.8M
Name Holding Trade Value Shares
Change
Change in
Stake
IHWM
826
Iron Horse Wealth Management
Iowa
$4.83K +$2.3K +13 +93%
VCM
827
Versant Capital Management
Arizona
$4.66K
BWL
828
Bogart Wealth LLC
Virginia
$4.48K
JMF
829
Johnson Midwest Financial
Iowa
$4.48K
BIA
830
Bell Investment Advisors
California
$4.3K -$354 -2 -8%
WPWM
831
Western Pacific Wealth Management
Illinois
$4.3K
AF
832
Advisornet Financial
Minnesota
$4.12K -$13.5K -76 -77%
CSB
833
City State Bank
Iowa
$4K
AWM
834
Abound Wealth Management
Tennessee
$3.58K
SIC
835
SJS Investment Consulting
Ohio
$3.4K +$531 +3 +19%
BCMLT
836
Beacon Capital Management LLC (Tennessee)
Tennessee
$3.31K
EIM
837
Essex Investment Management
Massachusetts
$3.22K
FMP
838
Financial Management Professionals
Texas
$3K +$1.06K +6 +67%
UOTTAIMCU
839
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$2.53K +$2.48K +14 New
JGIA
840
Jackson Grant Investment Advisers
Connecticut
$2.33K
SWA
841
SOA Wealth Advisors
New York
$2.33K
RTL
842
Red Tortoise LLC
Georgia
$2.15K
RWML
843
RAFFA WEALTH MANAGEMENT, LLC
District of Columbia
$1.97K
MIM
844
Macroview Investment Management
Maryland
$1.97K +$1.95K +11 New
MFT
845
Moisand Fitzgerald Tamayo
Florida
$1.79K
ANBT
846
American National Bank & Trust
Texas
$1.07K
MHR
847
Matthew Hamilton Rosenberg
$1.07K
AW
848
Avion Wealth
Texas
$1K +$1.06K +6 New
TFM
849
TFC Financial Management
Massachusetts
$717
PCTC
850
Perkins Coie Trust Company
Washington
$716 +$708 +4 New

BR Hedge Fund Activity: Q3 2023 in Review

853 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q3 2023, worth a combined $18.8B — up 7.8% from $17.5B a quarter earlier.

Buyers outnumbered sellers: 86 funds opened new BR positions and 38 closed out — a net gain of 48 holders — while 290 added to existing stakes and 324 trimmed.

The largest buyer was Stifel Financial, adding an estimated $258M. The largest seller was Morgan Stanley, cutting an estimated $168M.

  • 853 institutional investors held Broadridge (BR) as of Q3 2023, up from 817 in Q2 2023.
  • Funds reported $18.8B of Broadridge stock for Q3 2023, up 7.8% quarter-over-quarter.
  • 86 funds opened new Broadridge positions in Q3 2023 and 38 closed out, a net change of +48 holders.
  • The largest Broadridge buyer in Q3 2023 was Stifel Financial, an estimated $258M added.
  • The largest Broadridge seller in Q3 2023 was Morgan Stanley, an estimated $168M sold.

Based on aggregated 13F filings for Q3 2023.