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Broadridge
BR

Overview Fund Activity

765 hedge funds and large institutions have $15.3B invested in Broadridge in 2021 Q1 according to their latest regulatory filings, with 67 funds opening new positions, 292 increasing their positions, 253 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
765
Holders Change
-16
Holders Change %
-2.05%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-41.67%
% of All Funds
0.12%
New
67
Increased
292
Reduced
253
Closed
73
Calls
$21M
Puts
$13M
Net Calls
+$7.95M
Net Calls Change
-$3.17M

Top Buyers

1
APG Asset Management
APG Asset Management
Netherlands
+$195M
2
MIM
Meridiem Investment Management
United Kingdom
+$94.4M
3
First Trust Advisors
First Trust Advisors
Illinois
+$54.6M
4
Citadel Advisors
Citadel Advisors
Florida
+$42.9M
5
ACM
Alta Capital Management
Utah
+$36.9M

Top Sellers

1
VNIM
Vaughan Nelson Investment Management
Texas
-$79.6M
2
TD Asset Management
TD Asset Management
Ontario, Canada
-$63.9M
3
ACM
Atlanta Capital Management
Georgia
-$63.7M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$36.2M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$29.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
B
801
Barings
North Carolina
– -$455K -2,969 Closed
JF
802
Jump Financial
Illinois
– -$371K -2,426 Closed
E
803
Ergoteles
New York
– -$343K -2,236 Closed
OC
804
Oppenheimer & Co
New York
– -$336K -2,195 Closed
GI
805
GAMCO Investors
Connecticut
– -$286K -1,867 Closed
CRC
806
Curi RMB Capital
Illinois
– -$267K -1,747 Closed
SICM
807
Sustainable Insight Capital Management
New York
– -$267K -1,743 Closed
CCA
808
Cadent Capital Advisors
Oklahoma
– -$237K -1,544 Closed
BFO
809
Boston Family Office
Massachusetts
– -$230K -1,500 Closed
AT
810
Arden Trust
Delaware
– -$224K -1,457 Closed
MCM
811
Murphy Capital Management
New Jersey
– -$218K -1,424 Closed
CI
812
Conning Inc
Connecticut
– -$215K -1,404 Closed
YMRC
813
Yorktown Management & Research Company
Virginia
– -$214K -1,400 Closed
MGIA
814
Moneta Group Investment Advisors
Missouri
– -$206K -1,345 Closed
DZ Bank
815
DZ Bank
Germany
– -$181K -1,189 Closed
PWM
816
Perigon Wealth Management
California
– -$127K -830 Closed
Capstone Investment Advisors
817
Capstone Investment Advisors
New York
– -$125K -813 Closed
CAAS
818
Capital Asset Advisory Services
Michigan
– -$92K -599 Closed
PWPS
819
Pinnacle Wealth Planning Services
Ohio
– -$89K -579 Closed
Walleye Trading
820
Walleye Trading
New York
– -$88K -572 Closed
VCG
821
Vantage Consulting Group
Virginia
– -$55K -359 Closed
CCA
822
Childress Capital Advisors
Texas
– -$43K -279 Closed
RPWA
823
Regent Peak Wealth Advisors
Georgia
– -$31K -203 Closed
AWG
824
Altus Wealth Group
Colorado
– -$31K -201 Closed
ABC
825
Associated Banc-Corp
Wisconsin
– -$30K -198 Closed
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