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Broadridge
BR

Overview Fund Activity

782 hedge funds and large institutions have $16.8B invested in Broadridge in 2021 Q3 according to their latest regulatory filings, with 61 funds opening new positions, 269 increasing their positions, 272 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
782
Holders Change
+2
Holders Change %
+0.26%
% of All Funds
13.73%
Holding in Top 10
10
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+66.67%
% of All Funds
0.18%
New
61
Increased
269
Reduced
272
Closed
48
Calls
$13.7M
Puts
$10.7M
Net Calls
+$2.96M
Net Calls Change
+$1.43M

Top Buyers

1
Caisse de Depot et Placement du Quebec (CDPQ)
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$211M
2
Morgan Stanley
Morgan Stanley
New York
$186M
3
Amundi
Amundi
France
$89.9M
4
Norges Bank
Norges Bank
Norway
$178M
5
NAM
Nissay Asset Management
Japan
$62.3M

Top Sellers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
$941M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$736M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
$11M
4
ACM
Alta Capital Management
Utah
$46.5M
5
Balyasny Asset Management
Balyasny Asset Management
Illinois
$10.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
AF
776
Advisornet Financial
Minnesota
$1K -$4.6K -23 -82%
TFM
777
TFC Financial Management
Massachusetts
$1K – – –
JWM
778
Janiczek Wealth Management
Colorado
$1K – – –
EW
779
Evoke Wealth
California
$1K – – –
ED
780
Exane Derivatives
France
$500 – – –
BBHC
781
Brown Brothers Harriman & Co
New York
$446 +$24 +145 +6%
Arrowstreet Capital
782
Arrowstreet Capital
Massachusetts
– -$25.2M -156,267 Closed
HF
783
HRT Financial
New York
– -$4.33M -26,833 Closed
Connor, Clark & Lunn Investment Management (CC&L)
784
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$3.72M -23,017 Closed
Qube Research & Technologies (QRT)
785
Qube Research & Technologies (QRT)
United Kingdom
– -$3.03M -18,776 Closed
D.E. Shaw & Co
786
D.E. Shaw & Co
New York
– -$3.01M -18,656 Closed
Marshall Wace
787
Marshall Wace
United Kingdom
– -$2.4M -14,878 Closed
Tudor Investment Corp
788
Tudor Investment Corp
Connecticut
– -$2.17M -13,455 Closed
LCP
789
Legacy Capital Partners
Wisconsin
– -$1.96M -12,145 Closed
SC
790
SRB Corp
Massachusetts
– -$1.93M -11,920 Closed
TCM
791
Tandem Capital Management
New Jersey
– -$1.9M -11,760 Closed
RCM
792
Regency Capital Management
Hawaii
– -$1.73M -10,699 Closed
CCM
793
Cinctive Capital Management
New York
– -$1.66M -10,248 Closed
Jennison Associates
794
Jennison Associates
New York
– -$1.64M -10,142 Closed
DTL
795
Dynamic Technology Lab
Singapore
– -$1.3M -8,044 Closed
PI
796
PEAK6 Investments
Illinois
– -$976K -6,044 Closed
SSA
797
Schonfeld Strategic Advisors
New York
– -$963K -5,962 Closed
EGM
798
Engineers Gate Manager
New York
– -$717K -4,440 Closed
CP
799
Cumberland Partners
Ontario, Canada
– -$695K -4,300 Closed
Wolverine Trading
800
Wolverine Trading
Illinois
– -$618K -3,816 Closed
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