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Broadridge

782 hedge funds and large institutions have $16.8B invested in Broadridge in 2021 Q3 according to their latest regulatory filings, with 61 funds opening new positions, 269 increasing their positions, 272 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
782
Holders Change
+2
Holders Change %
+0.26%
% of All Funds
13.73%
Holding in Top 10
10
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+66.67%
% of All Funds
0.18%
New
61
Increased
269
Reduced
272
Closed
48
Calls
$13.7M
Puts
$10.7M
Net Calls
+$2.96M
Net Calls Change
+$1.43M
Name Holding Trade Value Shares
Change
Shares
Change %
LWA
751
Lenox Wealth Advisors
New York
$6K +$615 +4 +11%
CA
752
Clearstead Advisors
Ohio
$6K +$857 +5 +17%
FPS
753
Fieldpoint Private Securities
Connecticut
$6K +$6K +34 New
CFA
754
Carroll Financial Associates
North Carolina
$5K -$17.9K -129 -78%
BIA
755
Bell Investment Advisors
California
$5K +$5K +28 New
MGIM
756
M&G Investment Management
United Kingdom
$4.74K +$198 +1,186 +4%
VCM
757
Versant Capital Management
Arizona
$4K -$154 -1 -4%
FMP
758
Financial Management Professionals
Texas
$4K
JFA
759
JNBA Financial Advisors
Minnesota
$4K
ACM
760
AUA Capital Management
Pennsylvania
$4K
JMF
761
Johnson Midwest Financial
Iowa
$4K
RA
762
Resolute Advisors
California
$4K
Capstone Investment Advisors
763
Capstone Investment Advisors
New York
$4K +$4K +25 New
EWA
764
Evolution Wealth Advisors
Florida
$3K
EIM
765
Essex Investment Management
Massachusetts
$3K
UFF
766
USA Financial Formulas
Michigan
$3K
TFS
767
TrustCore Financial Services
Tennessee
$3K
FFA
768
Freedman Financial Associates
Massachusetts
$3K +$3K +18 New
SIM
769
Sonora Investment Management
Arizona
$3K +$3K +19 New
MG
770
MilWealth Group
Wisconsin
$2.67K +$2.67K +16 New
HIA
771
Harbor Investment Advisory
Maryland
$2K
TFO
772
Tarbox Family Office
California
$2K
RTL
773
Red Tortoise LLC
Georgia
$2K +$2K +12 New
ADL
774
Asset Dedication LLC
California
$2K +$2K +13 New
LWM
775
Liberty Wealth Management
California
$2K +$2K +13 New