BR icon

Broadridge
BR

Overview Fund Activity

765 hedge funds and large institutions have $15.3B invested in Broadridge in 2021 Q1 according to their latest regulatory filings, with 67 funds opening new positions, 292 increasing their positions, 253 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
765
Holders Change
-16
Holders Change %
-2.05%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-41.67%
% of All Funds
0.12%
New
67
Increased
292
Reduced
253
Closed
73
Calls
$21M
Puts
$13M
Net Calls
+$7.95M
Net Calls Change
-$3.17M

Top Buyers

1
APG Asset Management
APG Asset Management
Netherlands
+$195M
2
MIM
Meridiem Investment Management
United Kingdom
+$94.4M
3
First Trust Advisors
First Trust Advisors
Illinois
+$54.6M
4
Citadel Advisors
Citadel Advisors
Florida
+$42.9M
5
ACM
Alta Capital Management
Utah
+$36.9M

Top Sellers

1
VNIM
Vaughan Nelson Investment Management
Texas
-$79.6M
2
TD Asset Management
TD Asset Management
Ontario, Canada
-$63.9M
3
ACM
Atlanta Capital Management
Georgia
-$63.7M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$36.2M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$29.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
EIM
751
Essex Investment Management
Massachusetts
$3K – – –
APWA
752
Atlas Private Wealth Advisors
New Jersey
$3K +$1.05K +7 +54%
BWA
753
BDO Wealth Advisors
Florida
$2K – – –
HIA
754
Harbor Investment Advisory
Maryland
$2K – – –
EW
755
Evoke Wealth
California
$2K – – –
TFO
756
Tarbox Family Office
California
$2K – – –
CFO
757
CVA Family Office
Colorado
$2K +$2K +10 New
SWM
758
Sugarloaf Wealth Management
Georgia
$1.55K -$89 -578 -5%
JWM
759
Janiczek Wealth Management
Colorado
$1K -$3K -21 -75%
TFM
760
TFC Financial Management
Massachusetts
$1K – – –
SWA
761
SOA Wealth Advisors
New York
$1K +$222 +2 +29%
SWG
762
Summit Wealth Group
Vermont
$1K +$1K +4 New
FGAM
763
Financial Gravity Asset Management
Texas
$770 -$9 -1 -1%
LPARFS
764
Leverage Partners Absolute Return Fund SPC
Cayman Islands
$765 -$1.53K -10,000 -67%
ED
765
Exane Derivatives
France
$459 -$455K -2,974 -100%
BBHC
766
Brown Brothers Harriman & Co
New York
$128 -$2 -16 -2%
VNIM
767
Vaughan Nelson Investment Management
Texas
– -$79.6M -519,828 Closed
TPI
768
Tesco Pension Investment
United Kingdom
– -$548K -357,379 Closed
NIMI
769
Natixis Investment Managers International
France
– -$22.2M -144,675 Closed
TCM
770
TimesSquare Capital Management
New York
– -$18.4M -120,100 Closed
LC
771
Lunia Capital
Texas
– -$10M -65,340 Closed
CPC
772
Cookson Peirce & Co
Pennsylvania
– -$8.9M -58,079 Closed
Squarepoint
773
Squarepoint
New York
– -$8.34M -54,431 Closed
TFM
774
TPI Fund Managers
United Kingdom
– -$6.49M -42,364 Closed
Renaissance Technologies
775
Renaissance Technologies
New York
– -$5.81M -37,900 Closed
29 30
31
32 33