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Broadridge
BR

Overview Fund Activity

765 hedge funds and large institutions have $15.3B invested in Broadridge in 2021 Q1 according to their latest regulatory filings, with 67 funds opening new positions, 292 increasing their positions, 253 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
765
Holders Change
-16
Holders Change %
-2.05%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-41.67%
% of All Funds
0.12%
New
67
Increased
292
Reduced
253
Closed
73
Calls
$21M
Puts
$13M
Net Calls
+$7.95M
Net Calls Change
-$3.17M

Top Buyers

1
APG Asset Management
APG Asset Management
Netherlands
+$195M
2
MIM
Meridiem Investment Management
United Kingdom
+$94.4M
3
First Trust Advisors
First Trust Advisors
Illinois
+$54.6M
4
Citadel Advisors
Citadel Advisors
Florida
+$42.9M
5
ACM
Alta Capital Management
Utah
+$36.9M

Top Sellers

1
VNIM
Vaughan Nelson Investment Management
Texas
-$79.6M
2
TD Asset Management
TD Asset Management
Ontario, Canada
-$63.9M
3
ACM
Atlanta Capital Management
Georgia
-$63.7M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$36.2M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$29.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
WWM
726
Wagner Wealth Management
South Carolina
$8K +$8K +49 New
WP
727
WealthShield Partners
North Carolina
$8K +$8K +52 New
CFFP
728
Center for Financial Planning
Michigan
$7K – – –
DAM
729
Delta Asset Management
Tennessee
$7K – – –
EARNEST Partners
730
EARNEST Partners
Georgia
$7K – – –
CH
731
Canton Hathaway
Rhode Island
$7K +$7K +48 New
SWA
732
Sutton Wealth Advisors
Florida
$6.28K +$1.38K +9 +28%
EFSCE
733
Enterprise Financial Services Corp (EFSC)
Missouri
$6K +$293 +2 +5%
AIG
734
American International Group
New York
$5.73K -$180 -1,173 -3%
EI
735
Ellevest Inc
New York
$5K -$45.2K -289 -90%
LWA
736
Lenox Wealth Advisors
New York
$5K -$19.3K -135 -79%
MRCM
737
M&R Capital Management
New Jersey
$5K – – –
RG
738
Retirement Group
California
$5K +$167 +1 +3%
TSW
739
Thompson Siegel & Walmsley
Virginia
$5K +$714 +5 +17%
BMD
740
Better Money Decisions
New Mexico
$5K +$5K +34 New
CFA
741
Carroll Financial Associates
North Carolina
$4K -$31.4K -243 -89%
AF
742
Advisornet Financial
Minnesota
$4K -$17.9K -125 -82%
ACM
743
AUA Capital Management
Pennsylvania
$4K – – –
JMF
744
Johnson Midwest Financial
Iowa
$4K – – –
VCM
745
Versant Capital Management
Arizona
$4K – – –
RA
746
Resolute Advisors
California
$4K +$4K +24 New
JFA
747
JNBA Financial Advisors
Minnesota
$4K +$4K +24 New
FMP
748
Financial Management Professionals
Texas
$4K +$4K +26 New
LWP
749
Lumature Wealth Partners
Georgia
$4K +$4K +27 New
EIM
750
Essex Investment Management
Massachusetts
$3K – – –
28 29
30
31 32