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Broadridge
BR

Overview Fund Activity

688 hedge funds and large institutions have $12.5B invested in Broadridge in 2019 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 200 increasing their positions, 265 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
688
Holders Change
–
Holders Change %
0%
% of All Funds
15.11%
Holding in Top 10
9
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-25%
% of All Funds
0.2%
New
69
Increased
200
Reduced
265
Closed
69
Calls
$16.2M
Puts
$4.49M
Net Calls
+$11.7M
Net Calls Change
-$6.9M

Top Buyers

1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
+$226M
2
JCM
Junto Capital Management
New York
+$53.5M
3
JIM
Jensen Investment Management
Oregon
+$40.3M
4
Fayez Sarofim & Co
Fayez Sarofim & Co
Texas
+$34.5M
5
First Trust Advisors
First Trust Advisors
Illinois
+$31.8M

Top Sellers

1
VOYA Investment Management
VOYA Investment Management
Georgia
-$179M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$160M
3
UIM
USS Investment Management
United Kingdom
-$87.3M
4
Nuveen Asset Management
Nuveen Asset Management
Illinois
-$78.9M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$56.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
CMANY
726
Capital Management Associates (New York)
New York
– -$246K -1,925 Closed
BHWM
727
Bar Harbor Wealth Management
New Hampshire
– -$233K -1,822 Closed
FCBT
728
First Citizens Bank & Trust
North Carolina
– -$220K -1,722 Closed
TCM
729
Teza Capital Management
Illinois
– -$215K -1,681 Closed
CIA
730
Choate Investment Advisors
Massachusetts
– -$203K -1,589 Closed
SVWAG
731
Sound View Wealth Advisors Group
Georgia
– -$203K -1,586 Closed
SMFS
732
Squar Milner Financial Services
California
– -$165K -1,292 Closed
CF
733
Centaurus Financial
California
– -$118K -921 Closed
CAW
734
Cornerstone Advisors (Washington)
Washington
– -$111K -869 Closed
YWP
735
YorkBridge Wealth Partners
New York
– -$102K -800 Closed
APC
736
Aspire Private Capital
North Carolina
– -$98K -769 Closed
PG
737
Pendal Group
Australia
– -$93K -728 Closed
PCP
738
Proficio Capital Partners
Massachusetts
– -$88K -686 Closed
JIM
739
Jupiter Investment Management
United Kingdom
– -$72K -571 Closed
CBOA
740
Commonwealth Bank of Australia
Australia
– -$45K -377 Closed
BHWM
741
Bay Harbor Wealth Management
Maryland
– -$46K -360 Closed
CFA
742
Camarda Financial Advisors
Florida
– -$38K -298 Closed
TF
743
Tompkins Financial
New York
– -$29K -230 Closed
SBL
744
Sargent Bickham Lagudis
Colorado
– -$22K -175 Closed
AC
745
Avestar Capital
New York
– -$21K -166 Closed
FMP
746
Financial Management Professionals
Texas
– -$16K -124 Closed
FCB
747
First Command Bank
Texas
– -$15K -118 Closed
FCFS
748
First Command Financial Services
Texas
– -$15K -118 Closed
OIA
749
OneDigital Investment Advisors
Kansas
– -$13K -100 Closed
W
750
WealthStone
Ohio
– -$5.11K -40 Closed
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