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Broadridge

786 hedge funds and large institutions have $16.8B invested in Broadridge in 2021 Q3 according to their latest regulatory filings, with 61 funds opening new positions, 270 increasing their positions, 274 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more funds holding in top 10

Funds holding in top 10: 610 (+4)

28% more call options, than puts

Call options by funds: $13.7M | Put options by funds: $10.7M

27% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 48

3% more capital invested

Capital invested by funds: $16.3B → $16.8B (+$506M)

0% more funds holding

Funds holding: 784786 (+2)

0.2% less ownership

Funds ownership: 87.65%87.45% (-0.2%)

1% less repeat investments, than reductions

Existing positions increased: 270 | Existing positions reduced: 274

Holders
786
Holders Change
+2
Holders Change %
+0.26%
% of All Funds
13.76%
Holding in Top 10
10
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+66.67%
% of All Funds
0.18%
New
61
Increased
270
Reduced
274
Closed
48
Calls
$13.7M
Puts
$10.7M
Net Calls
+$2.96M
Net Calls Change
+$1.43M
Name Holding Trade Value Shares
Change
Change in
Stake
Luther King Capital Management (LKCM)
51
Luther King Capital Management (LKCM)
Texas
$55.6M +$1.07M +6,266 +2%
CIBC Private Wealth Group
52
CIBC Private Wealth Group
Georgia
$54.4M +$627K +3,679 +1%
Renaissance Technologies
53
Renaissance Technologies
New York
$53.7M +$23.2M +136,300 +73%
DLA
54
Douglas Lane & Associates
New York
$53.3M +$97.9K +575 +0.2%
Royal Bank of Canada
55
Royal Bank of Canada
Ontario, Canada
$53.1M +$17.8M +104,273 +49%
LCOV
56
London Company of Virginia
Virginia
$51.6M -$891K -5,230 -2%
Deutsche Bank
57
Deutsche Bank
Germany
$51.3M -$7.11M -41,750 -12%
GKIM
58
GW&K Investment Management
Massachusetts
$50.5M +$326K +1,914 +0.6%
EVM
59
Eaton Vance Management
Massachusetts
$48.9M +$13.2M +77,780 +36%
Goldman Sachs
60
Goldman Sachs
New York
$46.6M -$8.18M -48,032 -15%
ACM
61
Alta Capital Management
Utah
$46.5M -$45.6M -267,964 -49%
LWCFA
62
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$43.4M +$3.62M +21,240 +9%
CB
63
Commerce Bank
Missouri
$43.3M -$297K -1,745 -0.7%
Mackenzie Financial
64
Mackenzie Financial
Ontario, Canada
$42.9M +$7.14M +41,925 +19%
1832 Asset Management
65
1832 Asset Management
Ontario, Canada
$41.6M -$983K -5,773 -2%
RJA
66
Raymond James & Associates
Florida
$41.5M +$185K +1,088 +0.4%
RhumbLine Advisers
67
RhumbLine Advisers
Massachusetts
$38.8M +$4.91M +28,846 +14%
HPC
68
HM Payson & Co
Maine
$38.1M +$1.4M +8,232 +4%
Ameriprise
69
Ameriprise
Minnesota
$36.2M -$9.96M -58,503 -21%
ECM
70
Ensemble Capital Management
California
$35.8M -$3.62M -21,232 -9%
PI
71
PGGM Investments
Netherlands
$34.4M
BNP Paribas Asset Management
72
BNP Paribas Asset Management
France
$34.1M +$772K +4,532 +2%
Loomis, Sayles & Company
73
Loomis, Sayles & Company
Massachusetts
$34M +$967K +5,678 +3%
California State Teachers Retirement System (CalSTRS)
74
California State Teachers Retirement System (CalSTRS)
California
$34M -$825K -4,846 -2%
LPL Financial
75
LPL Financial
California
$33.8M +$945K +5,551 +3%

BR Hedge Fund Activity: Q3 2021 in Review

786 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q3 2021, worth a combined $16.8B — up 3.1% from $16.3B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new BR positions and 48 closed out — a net gain of 13 holders — while 270 added to existing stakes and 274 trimmed.

The largest buyer was Caisse de Depot et Placement du Quebec (CDPQ), adding an estimated $132M. The largest seller was Janus Henderson Group, cutting an estimated $73.7M.

  • 786 institutional investors held Broadridge (BR) as of Q3 2021, up from 784 in Q2 2021.
  • Funds reported $16.8B of Broadridge stock for Q3 2021, up 3.1% quarter-over-quarter.
  • 61 funds opened new Broadridge positions in Q3 2021 and 48 closed out, a net change of +13 holders.
  • The largest Broadridge buyer in Q3 2021 was Caisse de Depot et Placement du Quebec (CDPQ), an estimated $132M added.
  • The largest Broadridge seller in Q3 2021 was Janus Henderson Group, an estimated $73.7M sold.

Based on aggregated 13F filings for Q3 2021.