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Broadridge

918 hedge funds and large institutions have $23.1B invested in Broadridge in 2023 Q4 according to their latest regulatory filings, with 128 funds opening new positions, 291 increasing their positions, 353 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more first-time investments, than exits

New positions opened: 128 | Existing positions closed: 50

33% more funds holding in top 10

Funds holding in top 10: 912 (+3)

22% more capital invested

Capital invested by funds: $18.8B → $23.1B (+$4.23B)

8% more funds holding

Funds holding: 852918 (+66)

6.81% more ownership

Funds ownership: 88.96%95.77% (+6.8%)

18% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 353

20% less call options, than puts

Call options by funds: $18.8M | Put options by funds: $23.5M

Holders
918
Holders Change
+66
Holders Change %
+7.75%
% of All Funds
13.38%
Holding in Top 10
12
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+33.33%
% of All Funds
0.17%
New
128
Increased
291
Reduced
353
Closed
50
Calls
$18.8M
Puts
$23.5M
Net Calls
-$4.73M
Net Calls Change
-$11.3M
Name Holding Trade Value Shares
Change
Change in
Stake
Marshall Wace
701
Marshall Wace
United Kingdom
$237K -$4.58M -24,805 -96%
NPFS
702
Novak & Powell Financial Services
Florida
$235K +$211K +1,142 New
CCMG
703
Clark Capital Management Group
Pennsylvania
$235K -$251K -1,359 -54%
HKIMG
704
Hutchens & Kramer Investment Management Group
Indiana
$235K -$34.9K -189 -14%
CC
705
Courier Capital
New York
$234K -$27.7K -150 -12%
SWM
706
Seaside Wealth Management
California
$234K +$922 +5 +0.4%
PNC
707
Park National Corp
Ohio
$233K
SPC
708
Sigma Planning Corp
Michigan
$231K -$150K -814 -42%
OP
709
ORG Partners
Indiana
$230K +$71K +385 +52%
PP
710
Patron Partners
Texas
$227K +$204K +1,104 New
PIM
711
Penobscot Investment Management
Massachusetts
$227K +$203K +1,102 New
VWM
712
Venturi Wealth Management
Texas
$226K +$19.6K +106 +11%
SOS
713
Silver Oak Securities
Tennessee
$226K +$23.2K +126 +13%
DWT
714
Dorsey & Whitney Trust
South Dakota
$224K -$6.09K -33 -3%
NAS
715
Nicolet Advisory Services
Wisconsin
$224K +$210K +1,140 New
CA
716
Claro Advisors
Massachusetts
$223K -$13.8K -75 -6%
KWM
717
Kingsview Wealth Management
Oregon
$223K -$29K -157 -13%
RFN
718
RDA Financial Network
Iowa
$223K +$200K +1,082 New
First Manhattan
719
First Manhattan
New York
$222K -$83K -450 -29%
WANY
720
Wealthspire Advisors (New York)
New York
$221K +$198K +1,072 New
FP
721
Fiduciary Planning
Florida
$220K -$708K -3,840 -78%
AA
722
AlphaCentric Advisors
Puerto Rico
$220K +$197K +1,069 New
CBFP
723
Cedar Brook Financial Partners
Ohio
$220K +$202K +1,093 New
GVAG
724
Great Valley Advisor Group
Delaware
$219K +$196K +1,063 New
APA
725
Astoria Portfolio Advisors
New York
$217K +$201K +1,090 New