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Broadridge
BR

Overview Fund Activity

688 hedge funds and large institutions have $12.5B invested in Broadridge in 2019 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 200 increasing their positions, 265 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
688
Holders Change
–
Holders Change %
0%
% of All Funds
15.11%
Holding in Top 10
9
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-25%
% of All Funds
0.2%
New
69
Increased
200
Reduced
265
Closed
69
Calls
$16.2M
Puts
$4.49M
Net Calls
+$11.7M
Net Calls Change
-$6.9M

Top Buyers

1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
+$226M
2
JCM
Junto Capital Management
New York
+$53.5M
3
JIM
Jensen Investment Management
Oregon
+$40.3M
4
Fayez Sarofim & Co
Fayez Sarofim & Co
Texas
+$34.5M
5
First Trust Advisors
First Trust Advisors
Illinois
+$31.8M

Top Sellers

1
VOYA Investment Management
VOYA Investment Management
Georgia
-$179M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$160M
3
UIM
USS Investment Management
United Kingdom
-$87.3M
4
Nuveen Asset Management
Nuveen Asset Management
Illinois
-$78.9M
5
Ninety One (UK)
Ninety One (UK)
United Kingdom
-$56.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
Mariner
701
Mariner
Kansas
– -$1.45M -11,359 Closed
Holocene Advisors
702
Holocene Advisors
New York
– -$1.3M -10,186 Closed
TI
703
Trexquant Investment
Connecticut
– -$1.26M -9,863 Closed
CEP
704
Chicago Equity Partners
Illinois
– -$1.11M -8,720 Closed
NIPH
705
NN Investment Partners Holdings
Netherlands
– -$1.06M -8,261 Closed
ED
706
Exane Derivatives
France
– -$731K -5,731 Closed
NICM
707
Neo Ivy Capital Management
New York
– -$721K -5,647 Closed
NIT
708
NumerixS Investment Technologies
British Columbia, Canada
– -$511K -4,000 Closed
FMWA
709
Forvis Mazars Wealth Advisors
Missouri
– -$487K -3,814 Closed
OWA
710
One Wealth Advisors
California
– -$484K -3,793 Closed
JG
711
Jefferies Group
New York
– -$422K -3,306 Closed
BUB
712
BBVA USA Bancshares
Texas
– -$416K -3,260 Closed
ZCM
713
Zebra Capital Management
Connecticut
– -$390K -3,057 Closed
ECM
714
ETrade Capital Management
Virginia
– -$389K -3,049 Closed
CC
715
Courier Capital
New York
– -$384K -3,004 Closed
SGM
716
Skye Global Management
Florida
– -$383K -3,000 Closed
LCM
717
Landscape Capital Management
New Jersey
– -$364K -2,853 Closed
HPC
718
Hobart Private Capital
North Carolina
– -$358K -2,805 Closed
MAP
719
Moody Aldrich Partners
Massachusetts
– -$357K -2,793 Closed
MWPCG
720
Measured Wealth Private Client Group
New Hampshire
– -$316K -2,473 Closed
FRM
721
Fox Run Management
Connecticut
– -$291K -2,277 Closed
Neuberger Berman Group
722
Neuberger Berman Group
New York
– -$283K -2,215 Closed
BCM
723
BBT Capital Management
Texas
– -$271K -2,124 Closed
VFA
724
Voya Financial Advisors
Connecticut
– -$267K -2,075 Closed
SIA
725
Strategic Investment Advisors
Michigan
– -$258K -2,052 Closed
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